Contacts Project Documentation Resources Working Groups
DRAFTS / DISCUSSIONS Data Protection Discussion Paper--MS Word or RTF CHAIR Denis T. Rice Howard, Rice et al. 3 Embarcadero Center San Francisco, CA 94111 415.434.1600 415.217.5910 fax drice@hrice.com PARTICIPANTS Adam Balinsky Broc Romanek Curtis Hand Gary Wolfe David Post Monte Wetzler Barbara Stettner Harold Federow H.G. Stephenson Robert Hudson Mark Plotkin	SECURITIES Articles From Wall Street to Web Street: A Report on the Problems and Promise of the Online Brokerage Industry Executive Summary and Full Report, office of New York State Attorney General The Internet and the Cybersecurities Marketplace by Denis T. Rice Use of the Internet for Securities Offerings, Web-Based Securities Exchanges, and Electronic Disclosure Dissemination by Lola Miranda Hale Internet Jurisdiction: The SEC Opts Out by Michael Geist Securities and Exchange Commission Interpretation: Re: Use of Internet Web Sites To Offer Securities, Solicit Securities Transactions, or Advertise Investment Services Offshore Securities On The Internet by A. Lynne Puckett Report to the Congress: The Impact of Recent Technological Advances on the Securities Markets Cases Federal District Courts: Cody v. Ward, No. 3:95CV169 (RNC), 954 F. Supp. 43 (D. Conn. 2/4/97). Resuscitation Technologies, Inc. v. Continental Health Care Corp., 1997 U.S. Dist. LEXIS 3523 (S.D. Ind. 3/24/97). Legislation Advisers Act, 15 U.S.C. 80b-1, et seq. See complete Investment Advisers Act and Amendments to the Investment Advisers Act. Securities and Exchange Act of 1934 Investment Company Act, 15 U.S.C. 80a-1, et seq. Securities Act, 15 U.S.C. 77a, et seq. Web Links CFTC Proposed Rules on Electronic Access to Futures Exchanges Operating Outside of the U.S. Financial Information Exchange OpenIPO Press release on merger of Depository Trust Company and National Securities Clearing Corporation Senate recommendations for Securities Markets Enhancement Act
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