COMPETING
ENLIGHTENMENT VISIONS OF
THE
SEPARATION OF CHURCH AND STATE
R. KEVIN HILL
I.
INTRODUCTION
The First Amendment of the U.S.
Constitution provides that
"Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof."[1] After the Fourteenth Amendment was
ratified, a series of Supreme Court cases held that almost all of the
provisions of the Bill of Rights were "incorporated" into the
Fourteenth Amendment, and thereby applied as against the States as well as
against the Federal Government.[2]
In particular, in Cantwell v.
Connecticut, the Supreme Court held that the Free Exercise Clause protected
a Jehovah's Witness engaged in public anti-Catholic diatribes from local
prosecution for breach of the peace.[3] Seven years later, in Everson v. Board of Education, the
Supreme Court decided that the Establishment Clause also applied to the states,
in a case involving the use of public school buses for the benefit of school
children attending private Catholic schools.[4] Since Everson, the Court has repeatedly directed its attention toward the
intersection of public schools and the Establishment Clause, in an attempt to
articulate the precise contours of the Jeffersonian "wall of separation
between church and State" in this setting.[5]
Of particular interest are the cases
dealing with the teaching of Darwinian evolutionary theory in public schools.
Cases dealing with school prayer or financial assistance may arouse controversy
over the boundaries of establishment, but less often do they pose fundamental
questions about the very essence of religion or the purpose of
constitutionalizing religious tolerance. The issues were first broached in Epperson v. Arkansas, in which the
Supreme Court struck down an
man...."[7] Since
"pass[ing] laws which aid one religion, aid all religions, or
prefer one religion to another" violates the Establishment Clause,
If we strive to view these two
positions charitably, we will find that they express fundamentally different views about the relationship
between the sacred and the secular, about the epistemology of religious belief,
and about the very purpose of constitutionalizing the separation of
church and state. If that is correct, then becoming clearer about the nature of
these differences makes a practical difference, for the two positions lead to
very different results on the issue of whether or not evolution (and many other
subjects besides) can be taught in public schools.
These competing conceptions have
deep roots in the European Enlightenment, and since I will argue that one of
them has been largely overlooked, though it is the conception that best
accounts for the position taken by Justice Fortas in Epperson, we will be well served by what may seem a rather
excessive detour into ideological history. Though this Article will not explore
the appropriate methodology for constitutional interpretation (in particular,
the question of appeal to original intent versus appeal to normative theory) I
will suggest that Black's conception in Epperson
is more likely to express an original understanding. Ironically, Fortas' view,
I will argue, is not a recent innovation, but in fact a still older conception
of religious tolerance, albeit one the Founders did not themselves embrace.
Whether it is one we should embrace, then, would depend upon our views regarding
original intent versus normative theory as a source for constitutional
interpretation, and on the inherent persuasiveness of this older view as
normative theory.
These two conceptions are Spinoza's
and Locke's, respectively. Though it will come as no surprise that I associate
the Founders with Locke, the suggestion that Justice Black's
"conservative" position in Epperson
is the more Lockean of the two may surprise some.[10] But the more startling proposition is
that the majority, with its familiar, Jeffersonian-sounding strict
separationism, represents a species of (no doubt unintentional) Spinozism. To
see that, we must present and analyze Spinoza's religious and political thought
in some depth.
II.
SPINOZA
Spinoza's views are primarily
articulated in two texts, the Theologico-Political
Treatise and the Ethics. My focus
will be primarily on the former; the later will be useful only insofar as it
gives us access to Spinoza's "pantheism" and his commitment to
rational egoism as a moral theory. The crux of his philosophy of religion and
his political philosophy, however, are in the former. As Spinoza's views are
strange and unfamiliar, I shall have to enter into a certain amount of detail.
The text as a whole is an extended
mediation on the proper relations between church and state, given a certain
understanding of what each of these are. The chief difficulty in interpreting
Spinoza on church-state relations is reconciling his apparent commitment to
established state churches with his commitment to religious tolerance and a
preference for what appears to be an entirely secular public sphere. I shall
begin by providing an account of Spinoza's views in political philosophy and
philosophy of religion separately, and then proceed to discuss how they are to
relate to each other in a Spinozistic community.
Spinoza's political thought is a
species of social contract theory akin to and deeply indebted to Hobbes'.[11] Recall that for Hobbes, the law of
nature as applied to human beings consists largely of the obligation to pursue
one's own rational self-interest.[12] As one has a right to do whatever the
law does not forbid, natural right for Hobbes embraces any actions consistent
with rational self-interest and individual capacity. Given the possibility of
conflicts of interest, the familiar war of all against all in the state of
nature emerges, to be rectified by the transfer of all natural right and power
to a sovereign by a social contract between potential citizens.[13] Since almost all natural right is
transferred, citizens thereby construct for themselves an almost limitless duty
of obedience the sovereign, who in turn is bound only by his own abilities and
self-interest.[14] Though the authoritarian political
implications of Hobbes' position are familiar, it also has an attractive
austerity. By contrast, Locke's conception of natural right is more mysterious,
since it entails reciprocal duties of respect and non-interference even in the
state of nature, duties which survive the social contract and serve as a limit
on state power. However attractive such a view is politically, it suffers from
being unable to clearly account for the source and status of the fundamental
rights and duties themselves which states are instituted to preserve. Hobbesian
natural right, by contrast, is a natural right little different from the rights
that animals have in the state of nature: we have no obligation but to survive
and prosper if we can, at the expense of others if we must. No inexplicable
moral constraints appear.
Hobbes further argues that the
sovereign should be undivided and that its power be concentrated as much as
possible, which is understandable given Hobbes' primary concern, which is to
eliminate conflict.[15] If instead of a king a state was
governed by a committee, the risk exists that factions might form within the
committee and the very conflict that sovereignty is meant to eliminate might
reappear within the heart of the sovereign itself.[16] This was no mere theoretical concern for
Hobbes: the English Civil War had taught him that the separation of powers
between Crown and Parliament had sowed the seeds of a bloody and destructive
conflict. Far better that there be only one branch of government possessing all
the relevant powers. And if one must choose whether this one branch is a group,
as Parliament was, or a person, as the Crown was, far better that it be an
individual person.
This preference for the
centralization of power informs Hobbes' views on the separation of church and
state. Prior to the Act of Supremacy (1534),[17] each English citizen had to serve two
masters: the Bishop of Rome and the King of England. Such an arrangement
introduced precisely the weakening and conflict-breeding division into the
heart of sovereignty that Hobbes feared. By placing the supreme religious authority
in England into the hands of the monarch, the unity of the sovereign was
assured and the potential for conflict between church and state minimized. On a
Hobbesian view, there is no reason for, and much to fear from, tolerating rival
religious organizations within the community and under the state. Therefore
"the right of judging what doctrines are fit for peace, and to be taught
the subjects, is in all commonwealths inseparably annexed . . . to the
sovereign power civil, whether it be in one man, or in one assembly of men.”[18]
[I]n every Christian commonwealth, the civil sovereign is the supreme
pastor, to whose charge the whole flock of his subjects is committed, and
consequently. . . it is by his authority that all other pastors are made, and
have power to teach, and perform all other pastoral offices . . . ."[19]
Our first point of departure in
understanding Spinoza is to recognize that on most of these essentials, he is a
Hobbesian.[20] Whereas Hobbes views the sovereign as
both a social construction and as an individual human being, Spinoza sees more
clearly (in this respect anticipating Rousseau) that the sovereign is that body
or institution which serves a particular function in the community.[21] It is for this reason that Spinoza is
able to conceive of natural right and the social contract in substantially the
same terms that Hobbes does, while being more readily able to imagine the
transfer of natural right and natural power to an institutional framework
instead of to a human being. [22]This more abstract, proto-Rousseauist
conception of the sovereign allows Spinoza to better pose the question of what
form the state should take, a question which, being underdetermined by social
contract theory, can only be answered on pragmatic grounds.
Spinoza's conclusion is that a
democratic republic is the ideal form for the sovereign to take, for reasons
that will strike most readers as familiar.[23] Since the purpose of the state
ultimately is to bring peace, order and welfare to its citizens, it is
desirable that the state and the people be in as much accord as to interests,
beliefs and goals as possible, and this is most readily achieved by a
democratic republic that takes its direction from the citizens themselves.[24] It is important to note in passing that
this is not a question of legitimacy; for that question is solved by the social
contract itself. Rather it is a matter of what form will most likely achieve
the purpose of the state once constituted.
Since Spinoza, like Hobbes, lacks
the Lockean notion of natural rights the citizens preserve in civil society
that can serve as a check on state power, the question of the state
overstepping its proper boundaries simply cannot arise for Spinoza. The only
limits the state must observe (as long as it continues to serve its minimal
function of producing an environment preferable to the state of nature) are
those it imposes on itself.[25] However, since Spinoza believes that a
democratic republic will be the most successful of the available forms, such
self-imposed limits will draw from the preferences of the public.[26] Thus the prospects of alienation between
the public and the state are minimized.
Though Spinoza writes three
centuries before the emergence of the twentieth century welfare state, his
conception better captures what modern nation states have been doing for the
better part of the past century than Lockean alternatives. Rather than asking,
for example, if a state which operates an extensive, publicly funded pension
plan is exceeding its contractarian mandate and violating natural rights
through excessive taxation, as a neo-Lockean libertarian might,[27] the Spinozist would limit his
consideration of, say, Social Security reform, to two questions: Does the
public want it? and, Does it work? The advantage of the Spinozist approach is
that it allows political discussion to retain its current character without
hypocrisy and contradiction. For arguably, under a neo-Lockean approach, the
answer to almost every actual political question will be that some existing
program should be abolished or some proposed program should not be started
because they lack fundamental legitimacy. Since in practice, no one actually
acts as if such state programs do lack fundamental legitimacy, the neo-Lockean
stance becomes inevitably an insincere addenda to the discussion of the real
political issues of the day. If taxes should be cut, it would be because this
is good for the economy (if it is), not because taxation is theft. Since our
actual political discourse will effectively proceed in light of former
considerations, interjecting sweeping claims of the radical illegitimacy of a
particular policy into discussion will in most cases be hypocritical. Spinoza's
lines are drawn where we draw them; the neo-Lockean's lines are not.
Like Hobbes, Spinoza agrees that the
state must exert exclusive control over the church:
[S]acred matters . . . are subject to the
control of the supreme [secular] powers, without their authority or permission
no one has the right or power to administer these things, to choose their
ministers, to determine . . . the foundations of the Church and its doctrine,
to judge concerning customs and the actions of religious duty, to excommunicate
someone or to receive someone into the Church, nor even, finally, to provide
for the poor.[28]
This
suggestion will naturally raise alarm in American readers accustomed to strict
separation as a bedrock principle. However, just as we saw that Spinoza's
conception of sovereignty is abstract in a way that Hobbes' is not, I believe
that his conception of what a church is is as well. But to understand that we
must turn to the details of Spinoza's views as outlined in the Theologico-Political Treatise and the Ethics.
In the Ethics, Spinoza argues for a metaphysics sometimes referred to as
"pantheistic," though he repudiated this term. Briefly, reality
consists of one great individual substance;[29] the ordinary objects that we ordinarily
think of as being individual substances in their own right are to be thought of
instead as properties of the one substance, or "modes" as Spinoza
calls them.[30] If we had to reform our language to
capture Spinoza's position, instead of saying that the laptop is on the desk,
we would say that the world is laptopping above the place where the world is
desking, as it were. In order to contend with the irreducible existence of
mental states, Spinoza proposes that each mode has two aspects, or falls under
two "attributes," Thought and Extension.[31] However, since it would be anomalous if
only some modes had both mental and physical characteristics, while most had
only physical characteristics, Spinoza avoids the problem of explaining what
the relationship between Thought and Extension is by saying that the two
attributes are pervasive and qualify all modes.[32] Thus instead of saying that George W.
Bush is thinking about Iraq, Spinoza would say that the world is thinking about
Iraq in the same region where it is Bush-ing.[33]
But for the pervasiveness of the
mental in Spinoza's system, his position would appear to be a kind of variation
on materialism, albeit with the peculiarity that there is only one material
thing, of which each ordinary object is a mode. However, because Spinoza
envisions that the one substance is pervaded with thought as well, he allows
himself the bold suggestion that the world, so conceived, is what the
monotheistic religions calls God.[34]
This exotic metaphysics could be put
aside were it not for the fact that it sheds light on one of Spinoza's more
surprising claims about religious language. For if the physical world, a world
knowable by natural science, is identical to God, it follows that there is a
kind of equivalence between religious discourse and naturalistic discourse.[35] Thus each true proposition of natural
science ought to have a counterpart religious proposition as well.[36] Though this equivalence does not require
him to proceed in this way, Spinoza derives from this suggestion his agenda of
Biblical interpretation. For if, per hypothesis, the Bible already speaks the
truth about God, then that truth can best be understood by seeking
corresponding naturalistic claims. For example, "God knows where every
sparrow falls" expresses in religious discourse the same truth that is
otherwise expressed by the statement "every sparrow falls at 32 feet per
second per second in accordance with physical law." So the agenda of
Spinozistic Bible criticism is to find the corresponding naturalistic truths
the Bible expresses in religious language.
[S]ince nothing is necessarily true
except by the divine decree alone, it follows quite clearly from this that the
universal laws of Nature are nothing but decrees of God, which follow from the
necessity and perfection of the divine nature. Therefore, if anything were to
happen in Nature contrary to her universal laws, it would necessarily be
contrary to the divine decree . . . .[37]
This sets Spinoza far apart from the
antireligious stance often associated with him, for on his view, properly
understood, there is nothing wrong with religion at all, fundamentally.[38] Why then does religious discourse even
exist? Wouldn't it at least be more perspicacious to replace it with the
language of natural science?
Not for all purposes. For on
Spinoza's view, included within the discourse of natural science is a
naturalistic ethics: rational egoism. [39]Though Spinoza is not terribly clear on
the metaethical relationship between descriptive and prescriptive statements,
he seems to think that his rational egoist ethics is "true" in the
same sense that the propositions of physics are true, even though we must act
in order to comply with them.[40] In a sense, for Spinoza, ethical
commandments are as much laws of nature as the laws of physics are, though
presumably they would have the form of hypotheticals, such as "if you lie
to your neighbors, they won't trust you and you will lose all sorts of social
advantages which you cannot help but want to have."
Spinoza recognizes that it is a fact
of human psychology that such blandly stated facts seldom suffice to motivate
the conduct that needs to be motivated. So we have religious texts and
practices that express the same points in more effective form: Thou shalt not
bear false witness.[41] What is important for our purposes is
that for Spinoza, the religious story and associated religious commandment,
insofar as it can be naturalistically translated, is perfectly legitimate as it
stands. Whether or not it should remain as it stands depends only upon what is
effective. The cognitive test of scripture is whether it can be translated
without residue into naturalistic terms (and of course that it fit the facts).[42] The ethical test of scripture is whether
it is effective at inducing readers into complying with the objectively correct
and binding normative requirements that nature and human nature impose on us
anyway.[43]
With the preceding in mind, I
suggest that we understand Spinoza as interpreting the Hobbesian church as
nothing other than the sum total of activities and institutions which comprise
the moral and practical life of the community. Thus Spinoza’s requirement that
the church be subordinate to the state[44] reduces to the more basic Hobbesian
claim that sovereignty ought not to be divided.[45] Thus, for example, it would be perfectly
appropriate to have the state provide public education and even to use public
education as a setting for teaching subjects which have a "moral"
dimension (e.g., sex education). Similarly, it would be perfectly appropriate
for states to "legislate morality" should such be actually helpful to
the welfare of the community (e.g., drug laws). On my interpretation, given
what Spinoza thinks religion is, this is all he could mean by the principle
that the church should be subordinate to the state.
It is also important to realize in
this connection that legislation on "religious" matters in this sense
poses for Spinoza no serious questions about the inaccessibility of knowledge
of the good, or the irreducible plurality of competing goods. If religious
knowledge just is pragmatically useful information about the human condition,
and the human condition in certain key respects does not significantly vary
from one person to another, then "legislating morality" poses no
serious problems. To see just how harmless this is, consider that an example of
the sort of thing that Spinoza would consider religious knowledge and religious
legislation would be health and safety standards.
The concern with individual autonomy
still comes into play, but in a purely pragmatic way. For while the state may
be in the best position to determine and enforce, e.g., health and safety standards,
it is not particularly well situated to tell you what to have for dinner, not
because it lacks the right to do so (all natural right having been conveyed to
the sovereign) but because the most efficient way to get the public to have a
good dinner is to let each member fix it him- or herself. In short, the
rationale for personal liberty that Mill would articulate two centuries in the
future is perfectly available to a Spinozist as well.[46]
Thus for Spinoza, not only could
there be public education, but public education could have a legitimate
function in inculcating not only "religious" morals, but also
"religious" doctrine. These are in scare-quotes, not because Spinoza
doesn't really regard them as genuinely religious in nature, but because so many
people would find these inapposite labels for what are in effect useful social
skills and confirmed scientific knowledge.
By contrast, the state ought not to
promote vicious or dishonest conduct, or teach as doctrine what is patently
false. Here too, a general equivalence of secular and religious discourse
obtains, so that we can also characterize such teachings as wicked and
superstitious. Thus the teaching of the harmful superstitions advanced by
particular religious sects ought, on Spinozistic grounds, be kept out of public
schools. Only the true and the useful should be taught. More broadly,
particular religious sects that teach harmful superstitions ought to be kept
far away from state power, for the sake of the public welfare.
At this point, the reader influenced
by a Lockean approach to religious tolerance and pluralism should be thoroughly
rattled. Who is to say what the religious truth is? Who is to say what is
conducive to salvation? The short answer is: who is to say what the health and
safety standards ought to be? Presumably the public, through its elected
officials and the staff of the administrative agencies to whom authority over
such matters is delegated. The two kinds of issues for a Spinozist are
absolutely on a par.
What about religious autonomy? For
Spinoza, this question will be addressed in essentially the same way that
autonomy interests are addressed more generally. First, not all conduct will be
regulated in excruciating detail, since that would be inefficient and
unnecessary. But insofar as the state retains the power to regulate, we could
say that even in these areas, it regulates by omission. The state may decide
that it will enforce regulations not permitting arsenic in prepared foods. The
state may decide that a few words in public schools about good nutrition are
helpful. The state may decide that it is not worth the candle to dictate daily
menus for all citizens, however (and since we are imaging a democratic
republic, it is hard to imagine the voters voting for such a thing anyway).
Along similar lines, Spinoza argues
implicitly that regulating religious observances is not worth the candle.[47] Religious belief is another matter. On
Spinoza's view, the pursuit of truth (whether naturalistic or religious)
requires a healthy community of inquirers, and that such a community cannot
exist under a regime where the free expression of opinion is thwarted.
Furthermore, Spinoza believes that it is a fact about human nature that opinion
itself cannot be effectively regulated at all.[48] Thus for the state to command a certain
opinion is simply to create a class of advantaged citizens, those who already
believe it, and a class of disadvantaged citizens, those who do not and cannot.
Even if the opinion is true, the state cannot increase the extent to which that
opinion is known and adhered to. One may well doubt that Spinoza is altogether
correct in his social psychology here; but for our purposes, what matters is
that the result is that if you wish to merely believe some ridiculous superstition,
the state will not interfere.[49] If you want to engage in exotic rituals
in private, the state will not interfere. The state will only interfere if
these things result in conduct that is contrary to the public interest.
Recent historical research has suggested
that Spinoza's immediate influence on European thought was far more extensive,
and far more threatening, than previously believed. According to Jonathan
Israel, in his magisterial study, Radical
Enlightenment: Philosophy and the Making of Modernity, 1650-1750, Spinoza
represents a decisive rupture with previous thought.[50] Schematically, though the Protestant
Reformation had challenged the institutional unity of Western Christendom, the
surviving confessions, seen from afar, retained in broad outlines a commitment
to an Aristotelian conception of nature, a divine rights of kings conception of
political legitimacy, and a Christian theology.[51] The arrival of the New Science in
general, and Cartesianism in particular, threatened to overturn at least the prevailing
consensus about nature. Cartesianism (and its political cousin, Hobbesianism),
however, were unsuccessful in generating a replacement ideology for
legitimating either Christianity or monarchy, despite their attempts to combine scientific revolution
with religious or political conservatism.[52] While one response to Cartesianism and
Hobbesianism was a redoubling of effort by the forces of the old synthesis, the
primary effect was to generate even more drastic repudiations of the old
synthesis, building on the partial accomplishments of Cartesianism and
Hobbesianism.
In this context, Spinoza was
crucial, for it was Spinoza that jettisoned the residual supernaturalism in
Descartes, and reworked Hobbes' contractarianism to the service of democratic
republicanism instead of monarchism.[53] According to Israel, Spinoza rapidly
became the rallying point for those seeking the most fundamental changes in
European thought, society and politics.[54] By the same token, the ultimate epithet
to place on those alleged to be dangerous threats to stability and order was to
call them "Spinozists."[55] Though not all "Spinozists"
were Spinozists strictly speaking, anticlericalism, materialism, varieties of
deism and atheism, and democratic republicanism all characterized a growing
faction in European society from the mid-seventeenth century onwards.[56]
In this setting, Israel argues, a
"third way" emerged which strove to combine (1) the best insights of
the New Science with (2) a quasi-fideistic conception of the religious sphere,
and (3) a championing of moderate, constitutional monarchy.[57] One can characterize this "Moderate
Enlightenment," according to taste, as either an attempt by the Radical
Enlightenment to moderate itself lest it be crushed by a reactionary backlash,
or conversely, a perestroika-like attempt by the old guard to co-opt what was
most attractive in the Radical Enlightenment challenge, thus delaying its own
ultimate collapse. According to Israel, because the Moderate Enlightenment had
prevailed by the mid-eighteenth century, subsequent historians have conflated
the Moderate and Radical Enlightenments, in effect assigning the oppositional
pathos of the Radicals to the Moderates, while missing the accommodationist and
conservative aspect of the Moderates, and then writing the Radicals out of the
story altogether. [58]
In part, this is because the term
"Spinozist" came to be regarded as a term of opprobrium, by agreement
between the Moderates and their more reactionary opposition: Conservatives
would try to lump the Moderates and the Radicals together under the label,
while Moderates would disavow it and shift it onto others.[59]
Though it is beyond the scope of
this article to appraise such broad historical claims (backed as they are with
720 pages of detailed social, political and ideological history from a half a
dozen countries and the better part of a century!), I will risk the hypothesis
that Israel's thesis is broadly correct. What is intriguing for our purposes is
that Israel clearly positions Locke as the central figure of the Moderate, not
the Radical, Enlightenment. This has profound implications for our
understanding of the Enlightenment's contribution to the original intent behind
the U.S. Constitution.
III.
LOCKE
With that in mind, let us turn then
to a consideration of Locke's views on the nature of religious knowledge and
the relationship between church and state.[60] First, for Locke, unlike Spinoza, there
is a distinction to be made between a natural and a supernatural realm, and
while the senses, in conjunction with reason, are competent to disclose the
truth about the former, their role in the latter is severely circumscribed. [61]The senses can give us no knowledge of
the supernatural realm, and only limited knowledge of divine action on earth by
way of what can be observed of the prophets, Christ, miracles, etc., either
directly or indirectly (through testimony and scripture); but these
observations alone are not sufficient to establish any supernatural
conclusions. Reason, by the same token, can show us that a certain religious
hypothesis is incoherent, but it cannot unaided generate much religious
knowledge on its own.[62] Thus our religious lives depend
ultimately on revelation, which may be tested for consistency with the
deliverances of the senses and reason, but which is indispensible for any
access to the religious sphere.
The result is that even if rational
inquirers should achieve a perfect consensus about the operations of nature, an
irreducible plurality of opinion about religious questions can persist even
among them (i.e., after we have weeded out religious opinions that conflict
with the deliverances of reason and the senses). Given that being in possession
of the religious truth is of surpassing importance to human beings, we all face
a residual uncertainty about who is in possession of the religious truth.
Religious intolerance has its
roots in what Locke calls "enthusiasm." Locke's account of enthusiasm
is simple. Degree of assent to a belief, on Locke's view, should be
proportionate with the evidence in its favor. Failure to follow this principle
is an epistemic vice.[63] Locke thinks the cause of enthusiasm is
ultimately laziness, for it is easier to commit to a belief without weighing
evidence than it is to weigh evidence first. Interestingly, Locke sees a
connection between the vice of failing to calibrate one's assent to one's
evidence (what he calls "do[ing] violence to [one's] own faculties"
and "tyranniz[ing] over [one's] own mind") and the vice of wishing to
impose one's beliefs on others.[64] Though it is not quite clear what Locke
sees this connection as being, there are several possibilities. One is that
lacking the habit of offering reasons for oneself, one will lack the habit of
offering reasons to others. Another is that the enthusiast accepts some general
epistemic principle that says one ought to believe certain propositions without
reasons, and then applies this principle indifferently to herself and to
others. A third possibility that Locke does not appear to entertain is that
agreement from others somehow compensates for lack of evidence of one's own.
In light of the temptations to
enthusiasm, and lacking access to religious knowledge, religious toleration
comes to have the character of a moral imperative. For suppose that the state
were to adopt as its own the religious doctrines of a particular sect and
impose them on the citizenry. Whatever the advantages of sheer uniformity of
belief, there is no guarantee that the state is imposing religious truth, since
it has no peculiar competence (being staffed by mere human beings) for
discovering what this is. It might succeed in imposing the religious truth by
accident, but it might as readily impose religious falsehood by accident. The
harm done to the citizens would be twofold. First, if the state is not in
possession of the religious truth, then imposition may lead citizens astray,
imperiling their salvation.
For there being but one truth, one way to
heaven, what hope is there that more men would be led into it if they had no
rule but the religion of the court and were put under the necessity to quit the
light of their own reason, and oppose the dictates of their own consciences,
and blindly to resign themselves up to the will of their governors and to the
religion which either ignorance, ambition, or superstition had chanced to
establish in the countries where they were born? In the variety and
contradiction of opinions in religion, wherein the princes of the world are as
much divided as in their secular interests, the narrow way would be much
straitened; one country alone would be in the right, and all the rest of the
world put under an obligation of following their princes in the ways that lead
to destruction. . . .[65]
And
even if it is in possession of the religious truth, it will be imposing
insincerely discharged duties on those who would behave otherwise, but for the
state's interference,
because no man can so far abandon the
care of his own salvation as blindly to leave to the choice of any other,
whether prince or subject, to prescribe to him what faith or worship he shall
embrace. For no man can, if he would, conform his faith to the dictates of
another. All the life and power to true religion consist in the inward and full
persuasion of the mind; and faith is not faith without believing.[66]
IV.
THE ORIGINAL INTENT OF THE ESTABLISHMENT CLAUSE
A.
Madison’s Memorial and
Remonstrance
The Establishment Clause appears in
the First Amendment, along with the Free Exercise Clause and the speech, press,
petition and assembly provisions. A popular route to interpreting the Free
Exercise and Establishment Clauses has been to turn to the philosophical views
of their draftsman, James Madison, especially in his Memorial and Remonstrance Against Religious Assessments (1785).[67] A second source often appealed to in
understanding the religion clauses has been Thomas Jefferson's letter to the
Danbury Baptists (1802) which we discuss below.[68] Turning to Madison is more plausible
than turning to Jefferson, for unlike Jefferson, Madison was actively involved
in the drafting and defense not only of the First Amendment, but the
Constitution as a whole. Both appear to endorse an Enlightenment conception of
separation of church and state.
In Memorial and Remonstrance, a pamphlet opposing a proposed Virginia
statute which would have established a tax to be spent subsidizing religious
education, Madison offers a wide range of arguments against the bill. These
arguments have often been perceived as offering an anticipatory commentary on
the Religion Clauses of First Amendment, which Madison was to draft five years
later. Though I will not outline all of Madison's arguments, many of which are
familiar in all religious toleration literature,[69] two points bear mentioning.
First, though Madison stresses (as a
Spinozist would) the potentially corrupting and tyrannical influence of
religion on the state,[70] the weight of Madison's case rests on
arguments that would be most persuasive to those already committed to some
particular minority religion. For
example, he argues that religious denominations can and have flourished without
state support.[71] He argues that established churches tend
to become corrupted by state-conferred privileges.[72] He celebrates the role of the
religiously tolerant community as a magnet for religiously oppressed
minorities, a benefit lost if the community creates an established church.[73] He argues that to cynically regard
religion as an instrument of securing secular state interests is "an
unhallowed perversion of the means of salvation."[74] Finally, he suggests that a
counter-majoritarian perspective is needed with religious liberties as it is
with other basic liberties, e.g., press freedom, criminal procedural rights,
etc., and though such a perspective benefits the secular minority if the
majority professes some religion, it also benefits religious minorities.[75] In short, though Madison fears the
influence of a state church, the interests he wishes to protect are as often as
not religious interests.
Second, Madison, albeit briefly,
presupposes the religious knowledge skepticism Locke embraced and Spinoza
rejected. "[T]he bill implies . . . that the Civil
Magistrate is a competent Judge of Religious truth . . . . [This] is an
arrogant pretension falsified by the contradictory opinions of Rulers in all
ages, and throughout the world..."[76] In Madison, we hear echoes of many of
the themes previously sounded by Locke. Since the stress in neither Madison nor
Locke is exclusively on the threat to secular interests posed by religious
intolerance, either we must relocate Locke and Madison in Witte's fourfold
table of perspectives on separation and establishment from the Enlightenment
(thus leaving that box empty!) to the Evangelicals, or else we must recognize
both a blurring of, and a further subdividing of, these categories. I have
proposed that a further subdivision of the Enlightenment into moderate and
radical factions, following Israel, makes the most sense. The similarities
between Locke (for Israel, a paradigm of the moderate Enlightenment) and
Madison suggest that Madison be seen as a champion of the moderate
Enlightenment, a perspective which embraces interests shared with both
Evangelicals and with the radical Enlightenment. The crucial concept which
serves as the common ground between the moderate Enlighteners and the
Evangelicals is the irreducibility of religious pluralism and the unknowability
of religious truth.
B. The Debates in the First Congress
However, it is important to
recognize that the Memorial and
Remonstrance is not a commentary on the First Amendment, but rather a
commentary on a proposed state establishment statute. Though it provides
insights into Madison's general principles and how he would apply them to state
government, it is of less use than might appear in the federal context.
Admittedly, if Madison was a strict separationist at the state level for the
reasons he gives in the Memorial and
Remonstrance, it is unlikely that he would be any less a strict
separationist at the federal level. If incorporation through the Fourteenth
Amendment merely echoed Madisonian principles first applied against Congress,
now applying them against the states, all would be well. But what remains to be
seen is if Madison's separationism reflected the sense of Congress in proposing
the First Amendment, or the sense of the people in ratifying it. That there may
be a discrepancy between Madison's private philosophy and the intent of the
First Amendment can be seen in its legislative history.
Initially, Madison had proposed the
following: "That in article 1st, section 9, between clauses 3 and 4, be
inserted these clauses, to wit, The civil rights of none shall be abridged on
account of religious belief or worship, nor shall any national religion be
established, nor shall the full and equal rights of conscience be in any
manner, or any pretext infringed"[77] and "[t]hat in article 1st, section
10, be inserted this clause, to wit: No state shall violate the equal rights of
conscience, or the freedom of the press, or the trial by jury in criminal
cases."[78] Much of the material in Madison's
address to Congress was retained in the ratified Bill of Rights, but
significantly, the addressee of the first clause was clarified. During the
subsequent debates, the most fervent advocate of state established religion,
New Hampshire, proposed the wording "Congress shall make no laws touching
religion" instead of Madison's subjectless, passive voice prohibition. As
for the second "no state shall violate the equal rights of
conscience," this clause was quietly dropped. A glance at the language of
the First Amendment reveals who won this debate, Madison or New Hampshire. New
Hampshire prevailed, by replacing Madison's attempt to protect individual
religious liberty at both the state and federal level, with a purely structural
provision carving out an exception to the Supremacy Clause. Under the First
Amendment, states retained the right to establish state churches, since an
attempt by Congress to pass a law establishing a different national church or
disestablishing a state church would be to make a "law respecting the
establishment of religion." Similarly, states retained the right to
abridge the free exercise of religion. The relevance to the original intent
inquiry is that Madison's Memorial and
Remonstrance cannot without qualification interpret the First Amendment,
since it is the record of the views of a man who partially lost rather than won
the struggle to shape the First Amendment's religion clause contents. For our
purposes, the Religion Clauses as written and ratified did not absolutely
protect individual religious liberty, should they find themselves in the
religious minority within their own state. Naturally, such a dissenter could
try to work the political process to achieve state disestablishment, or at
least to gain a religious exemption from whatever religious duties the state
imposed. However, any state law would apply to the dissenter, and the First
Amendment would not avail him if he were burdened by it. Nonetheless, given the
role that Madison played in the drafting of the Clause, much of the language of
which survived in the ratified text, we can see that much of Madison’s Lockean assumptions
about religious knowledge, pluralism and tolerance are still discernable in it.[79]
VI.
JEFFERSON
Curiously, the most influential
source for the interpretation of the Establishment Clause in modern times,
Thomas Jefferson, had scarcely any role in the drafting or ratification of the
Constitution or the Bill of Rights. As Philip Hamburger relates in his Separation of Church and State,
Jefferson's attitudes toward the relationship between church and state
crystallized during the Presidential election of 1800, when Jefferson and his
Republicans came under strong rhetorical assault by Federalist ministers
preaching against his candidacy from the pulpit.[80] Republicans viewed this as an
inappropriate incursion of clergy into the public sphere. Though this in itself
did not raise any constitutional issues, it laid the groundwork for a new
conception of the separation of church and state which saw the Establishment
Clause as an expression of a larger concern with keeping religious interests
from participating in the public sphere altogether.
In October 1801, the Danbury Baptist
Association wrote to Jefferson, seeking support for their efforts to overturn
Connecticut statutes which infringed their religious liberty. Jefferson replied
in support,
Believing with you that religion is a
matter which lies solely between man and his God, that he owes account to none
other for his faith or his worship, that the legislative powers of government
reach actions only, and not opinions, I contemplate with sovereign reverence
that act of the whole American people which declared that their legislature
should "make no law respecting an establishment of religion, or
prohibiting the free exercise thereof," thus building a wall of separation
between Church and State. Adhering to this expression of the supreme will of
the nation in behalf of the rights of conscience, I shall see with sincere
satisfaction the progress of those sentiments which tend to restore to man all
his natural rights, convinced he has no natural right in opposition to his
social duties.[81]
Though
this brief note does not wear its meaning entirely on its sleeve, several
points stand out. First, while the "freedom of conscience" gloss
Jefferson places on the Religion Clauses dovetails with the views Madison
defended in his Memorial and Remonstrance,
they are at odds with the legislative history of the First Amendment, as we
saw. For the amendment, as enacted, was designed in part to protect states like
Connecticut from federal interference with their state established churches.
Thus there is some irony in the Danbury Baptists seeking support from the
federal president for their opposition to their own state church.[82] Second, as the context of the recent
presidential election of 1800 shows, Jefferson's interest was not in protecting
either the rights of the states to promote religion within their borders or to
protect the individual's freedom of conscience, but rather with building a wall
of separation between the world of religion, where his personal views were not
well received, and the world of politics, where he lived. Third, to the extent
that the wall metaphor is explained at all in the letter, Jefferson glosses it
with a reference to a sharp distinction between opinion and conduct, for
"the legislative powers of government reach actions only, and not
opinions."
This last remark suggests the
affinities between Jefferson's conception and Spinoza's, on the one hand, and
the differences between Jefferson's conception and Locke's and Madison's, on
the other. To put it at its most stark, if there is a sharp distinction between
opinion and conduct, presumably a law requiring Jews to attend Catholic
services would not breach the wall; a law requiring Jews to believe what they
hear at such services would. The absurdity of this idea is manifest, but it
raises in an acute way the question of what sorts of conduct would have to be
protected from regulation in order to simultaneouly protect the opinions the
conduct expresses. By contrast, the Lockean and Madisonian view is that a
diversity of religious conduct (at least in so far as it is compatible with
public peace) must be tolerated because some such conduct is required for
salvation, and the government is in no position to know which conduct that is.
Spinoza, by contrast, sees a sharp distinction between good opinion and good
conduct, and has no compunctions against seeing the state regulate as
extensively as it likes in the latter, while insisting only that the former be
left untouched. Jefferson, like Spinoza, sees no merit to the argument that a
plurality of religious opinions and practices should be left unmolested because
one of them might be right, though the state can never know which one.
Indeed, Jefferson did not think that
knowledge of ultimate matters, either religious or metaphysical, posed any
daunting challenges to the human intellect, and in this he shows himself a
child of the radical, not the moderate, Enlightenment. The evidence for this is
best seen in two texts apart from the letter to the Danbury Baptists. First, in
a letter to William Short, Jefferson argued for an approach to Biblical
interpretation in general, and the interpretation of the historical Jesus in
particular, which exactly coincides with Spinoza's. This letter followed a
previous letter to Short dated October 31, 1819, in which Jefferson outlined
his secular interpretation of Jesus, as well as his understanding of
Epicureanism, and asserted "I too am an Epicurean." The outline of
Epicureanism coincides closely with Spinozism in both its naturalistic
metaphysics and hedonistic ethics; the only differences between them are (1)
Jefferson says that only matter exists, and make no reference to the attribute
of Thought, (2) Jefferson affirms the possible existence of "gods",
not as creators of the universe but as (presumably material) beings within it,
and (3) that "Man is a free agent."[83]
My aim... was, to justify the character
of Jesus against the fictions of his pseudo-followers, which have exposed him
to the inference of being an impostor. For if we could believe that he really
countenanced the follies, the falsehoods and the charlatanisms which his
biographers father upon him, and admit the misconstructions, interpolations and
theorizations of the fathers of the early, and fanatics of the latter ages, the
conclusion would be irresistable by every sound mind, that he was an impostor.
I give no credit to their falsifications of his actions and doctrines, and to
rescue his character, the postulate in my letter asked only what is granted in
reading every other historian . . . . We find in the writings of his
biographers matter of two distinct descriptions. First, a groundwork of vulgar
ignorance, of things impossible, of superstitions, fanaticisms and
fabrications. Intermixed with these, again, are sublime ideas of the Supreme
Being, aphorisms and precepts of the purest morality and benevolence,
sanctioned by a life of humility, innocence and simplicity of manners, neglect
of riches, absence of worldly ambition and honors, with an eloquence and
persuasiveness which have not been surpassed.... Can we be at a loss in
separating such materials, and ascribing each to its genuine author? The
difference is obvious to the eye and to the understanding.... The parts fall
asunder of themselves, as would those of an image of metal and clay. [Jefferson
goes on to suggest that Jesus may have used Jewish superstitions as a tool for
securing compliance with his moral commandments, but that this gives us no
reason to suppose that Jesus himself believed more than that he was inspired].
That Jesus did not mean to impose himself on mankind as the son of God,
physically speaking, I have been convinced by the writings of men more learned
than myself in that lore.[84]
Second,
in a letter to John Adams, Jefferson tipped his hand on religious knowledge.
To talk of immaterial existences is to
talk of nothings. To say that the human soul, angels, god, are immaterial, is
to say they are nothings, or that there is no god, no angels, no soul. I cannot
reason otherwise . . . without plunging into the fathomless abyss of dreams and
phantasms. I am satisfied, and sufficiently occupied with the things which are,
without tormenting or troubling myself about those which may indeed be, but of
which I have no evidence. [85]
Strictly read, this paragraph is
incoherent. The first two sentences claim that immaterial existences are
"nothings", and that "the human soul, angels, [and] god"
must be material if they are to exist at all. The last sentence backpedals by
saying that immaterial existences are possible but there is no evidence for
them. At the least, this entails that there is no evidence at all for any
religious claims; at most it entails that we can know that all religious claims
are false (unless they can be rephrased as claims about material existences).
Neither view corresponds with the Lockean "who is to say?" conception
of religious tolerance as rooted in ignorance of the religious truth, for the
clear message of the quote, coherent or not, is that a reasonable person ought
not to have religious views at all (unless they can be paraphrased into
something secular). Though this does not evince a commitment to Spinoza's
metaphysics, this is Spinoza's philosophy of religion in a nutshell.
VII.
Modern Interpretation
The First Amendment initially did
not protect religious dissenters at the state level because at its time of
ratification, the First Amendment did not apply to the states at all. With the
ratification of the Fourteenth Amendment, many have argued, and the Supreme
Court has held, that many of the provisions of the Bill of Rights came to be
incorporated into the Fourteenth Amendment and applied against the states.
Though one could argue that the Reconstruction Congress intended to incorporate
at least the Free Exercise Clause, in a world with no state churches, it is
hard to see what the Establishment Clause could possibly mean in the state
setting anyway. But with the rise of public education at the state and local
level, as Philip Hamburger has so admirably chronicled, suddenly the
Establishment Clause took on new relevance, for the Catholic schools that
sought state support were seeking something which was reminiscent of
"establishment" all over again. Anxieties about the intersection
between religion and public education initially led to attempts to amend the
Constitution to expressly prohibit the state funding of religious education.
These attempts were unsuccessful. In the end, judicial interpretation discovered
(or invented) an incorporated Establishment Clause embedded within the
Fourteenth Amendment.[86]
In Everson, the Court invoked two competing conceptions of what the
ban on establishment comes to. The first conception is expressed in the
following paragraph:
The "establishment of religion"
clause of the First Amendment means at least this: Neither a state nor the
Federal Government can set up a church. Neither can pass laws which aid one
religion, aid all religions, or prefer one religion over another... In the
words of Jefferson, the clause against establishment of religion by law was
intended to erect "a wall of separation between Church and State."[87]
This strict separationist model is
noteworthy in three respects. First, it states that the ban on establishment
prohibits not just "prefer[ing] one religion over another" but also
"aid[ing] all religions."[88] That is, it requires more than mere
neutrality among religions. Whether such a requirement can be met in the
educational setting in any other way than by promoting only secular information
and secular values is worth asking, and if that is the case, whether such an
interpretation can be neutral between religion and non-religion, and not
ultimately embody governmental hostility toward religion. Second, the authority
of Jefferson is cited, in particular, the Danbury letter discussed above. As we
saw, this letter, though strategically presented in the context of expressing
support for a religious minority, also had as its background Jefferson's
political interest in removing religious interests from the public sphere more
generally, in the name of a secular culture. Third, the precedential authority
cited, Reynolds v. United States, was
a case which explicitly followed Jefferson in adopting a strong distinction
between belief and conduct, while arguing that conduct (in that case, polygamy)
could be regulated, while belief could not be.[89] It is worth wondering whether drawing a
sharp distinction between belief and conduct in this way serves religious
liberty, pluralism and tolerance, or whether it primarily serves the
advancement of a majority culture, whether secular or not. I have suggested
above that it is useful to see these strands as of a piece with a Radical
Enlightenment sensibility, in which the exclusion of religion (in the ordinary
sense) from the public sphere is designed to give free reign to a democratic
republic whose purpose is to advance an ascertainable secular truth and
uncontroversial secular good without interference from religious sects with their
superstitious beliefs and harmful practices. The foundation of this model is
not in some primary exclusion of religion in some broad sense from the public
sphere. Rather, secular rationality is seen as being in possession of the
religious truth, and the state is to be given authority over religious matters;
hence the state should promote secularism as its "state church" as it
were.
But this is not the last word. The
Court in Everson also embraces
another conception. "That Amendment requires the state to be neutral in
its relations with groups of religious believers and non-believers; it does not
require the state to be their adversary. State power is no more to be used so
as to handicap religions than it is to favor them."[90] As the holding in the case shows, the
neutrality considerations prevail over the strict separationist considerations;
New Jersey is permitted to have its subsidized school transportation system for
public and Catholic school children alike, despite the fact that this is
"aid[ing] one religion." Not to put too fine a point on it, since the
purpose of publicly funded or assisted schooling is to provide school children
with intellectual skills and accurate information, doesn't the fact that the
Catholic schools being aided teach presumably unwarranted and untrue claims
(e.g., that a massive migration from Egypt to Palestine could occur without
leaving any archaeological trace, that a woman could conceive 2000 years ago
while being a virgin, or that a man could rise from the dead) make such schools
an inappropriate recipient for public aid? Only if we are willing to say that
these claims are unwarranted and untrue. If instead we take the position that
no one is in a position to objectively judge whether such claims are reasonable
and accurate or not, would it make sense to say that the state acts
appropriately by taking a neutral stance toward them? And this, as we saw, was
the crux of the Lockean approach to religious epistemology. Neutrality and
skepticism about cognitive powers go hand in hand.
VIII.
DARWINISM IN PUBLIC SCHOOLS
And thus we come to evolution in
public schools. The two key cases in this area are Epperson v. Arkansas[91] and Edwards
v. Aquillard.[92] Though the facts in the two cases differ
in certain respects, the holdings appear consistent with each other, and
consistent with the suggestion that Spinozistic assumptions are driving the
Court's conclusions. In Edwards, the Court held unconstitutional
a statute requiring that public schools also teach "creation science"
if they teach evolutionary theory.[93] In Epperson,
the Court held unconstitutional an Arkansas statute making it illegal to teach
evolution in public schools.[94] This statute did not require any
specifically religious teaching.[95] It is beyond serious question that the primary
purpose of the statute was to prevent what was taught in public schools from
undermining religious teachings received from non-state actors in church and in
the home.[96] Interestingly, the Court's rationale
shared the dual nature of its rationale in Everson.
However, while Everson enunciated a
separationist rationale, while ultimately deciding the case on neutrality
grounds, the reverse was true here. As the Court said, "The First
Amendment mandates governmental neutrality between religion and religion, and
between religion and nonreligion."[97] As Justice Black observes in his
concurrence in the judgment, one would think that the statute, by taking both
evolutionary and anti-evolutionary doctrines out of the public schools (the
anti-evolutionary doctrines having never been there in the first place) that
this would be the most "neutral" outcome.[98]
But instead, the Court goes on to say that "[t]his prohibition is
absolute. It forbids alike the preference of a religious doctrine or the
prohibition of theory which is deemed antagonistic to a particular
doctrine."[99]
This is puzzling, however. Consider
a statute that prohibited the presentation of Mel Gibson's film The Passion of the Christ from being
shown in a public classroom on the grounds that it advances an historical
theory, that Caiaphas and Annas were largely responsible for the death of
Jesus, which is deemed antagonistic to a particular doctrine, Judaism. Surely
such a prohibition would not fall afoul of the Establishment Clause! (Whether
it fell afoul of the Free Exercise Clause might be another matter, and one
could imagine factual scenarios in which it might).
Obviously the difference is that
this "historical theory" would be regarded by almost all as religious
in nature itself. Why then does the Court not regard the teaching of evolution
as itself the advancing of a particular (anti-)religious theory? The answer
must be that evolutionary theory carries with it the imprimatur of being very
likely true, and at the very least, well-warranted.[100] The state has a legitimate interest in
disseminating the truth, and if this has as an incidental effect harm to
religious beliefs which are not true, so be it. By contrast, if there were two
religious theories that were incompatible, and at some point in time it became
common practice for public school teachers to teach one of them to the
detriment of a religious minority that adhered to the other, a statute
prohibiting the teaching of the first religious theory would seem to be
implementing Establishment Clause values, not thwarting them.
It would be interesting to wonder
why possession of the truth makes a difference here. Suppose that it turned out
that persuasive Roman testimony from authenticated ancient manuscripts turned
up that substantiated just enough of Gibson's account as to make it (as to the
anti-Semitic aspect) well-warranted among scholarly experts. Presenting such
material in a public school which contained a significant number of Christian
and Jewish students would be inflammatory, and could lead to a serious
deterioration in the school environment, the learning experience, etc.
"But it's the truth!" Here a Nietzschean question presents itself: is
truth the only value? Does the state have an overriding interest in
Enlightening its citizens regardless of consequences?[101]
Exploring this analogy is itself
enlightening. For those whose religious convictions are not threatened by
Darwinism, the probable fact that Darwinism is true, and that its advocates are
not themselves harmed by its propagation, can lead to insensitivity to those
who are, thus diminishing the impact of the neutrality argument. But it is far
from clear that the interest in promoting the truth necessarily supercedes,
say, the interest in avoiding certain kinds of social conflicts. A similar
issue arises with the problem of hate speech and freedom of expression. Freedom
of expression is a value, but it is not the only value, and securing the
conditions of mutual tolerance may well be a higher one.
Unfortunately, while the Lockean
approach may have been viable at the time the Founders wrote, this alternative
may no longer be available to us. Consider what the Lockean neutrality approach
would mean to a society striving to adhere to something analogous to the
Establishment Clause in a public school setting, with the state of science and
religion being roughly as it was in Locke's day. One would not teach positive
religious doctrines of course. And arguably one would not teach the new
Copernican astronomy, since this was considered antagonistic to the doctrines
of some churches. Beyond that, most of accepted science and much of accepted
history could be taught (perhaps Middle Eastern history would be a sensitive
subject, but one can easily imagine a sanitized version that would
command broad acceptance). Today, that
is not so clear. As the court in McLean
v. Board of Education, said about another statute restricting the teaching
of evolution, "compliance is impossible unless the public schools elect to
forego significant portions of subjects such as biology, world history,
geology, zoology, botany, psychology, anthropology, sociology, philosophy,
physics and chemistry."[102] In short, we now know too much to be
able to adopt the Lockean stance, rooted as it is in skepticism. The remaining
alternatives are limited. We can embrace
the Spinozistic model of a fundamentally secular public sphere as our
interpretation of the Establishment Clause, rooted not in original intent but
in the inevitable interactions of normative theory and modern social conditions.
Or, we can abandon the project of Enlightened citizenry by abandoning public
education. Or, we can abandon the very Establishment Clause values which
generate the difficulty. Which path we take has implications not only for the
future of our own culture and political system, but for the example we wish to
set for other cultures only now beginning to grapple with the tensions between
traditional religious commitments and the forces of democracy and science that
have already transformed us.
[1] U.S. Const., amend. I.
[2] The Second Amendment’s “right to bear arms” has been held to be not incorporated. Presser v. Illinois, 116 U.S. 252 (1886). However, this holding has been challenged recently in U.S. v. Emerson, 270 F.3d 203 (5th Cir. 2001), cert. denied, 122 S.Ct. 2362 (2002). The U.S. Supreme Court has never held that the Third Amendment is incorporated; however, the Second Circuit has in Engblom v. Carey, 677 F.2d 957 (2d Cir. 1982). The Fifth Amendment right to a grand jury indictment is not incorporated. Hutardo v. California, 110 U.S. 516 (1884). The Seventh Amendment right to a jury trial in civil cases is not incorporated. Minneapolis & St. Louis Railroad Co. v. Bombolis, 241 U.S. 211 (1916). The Supreme Court has not ruled on whether the excessive fines prohibition of the Eighth Amendment is incorporated. The Supreme Court has held the rest of the Bill of Rights incorporated. For a discussion, see Duncan v. Louisiana, 391 U.S. 145, 148 (1968).
[3] 310 U.S. 296 (1940).
[4] 330 U.S. 1 (1947).
[5] Letter from Thomas Jefferson to Messr. Nehemiah Dodge and Others, a Committee of the Danbury Baptist Association, in the State of Connecticut (January 1, 1802), in Thomas Jefferson, Writings, 510 (Merrill D. Peterson, ed., Lib. Am. 1984).
[6] 393 U.S. 97 (1968).
[7] Id. at 107.
[8] Id. at 106 (quoting Everson, 330 U.S. at 15).
[9] Id. at 113, (Black, J., concurring).
[10] According to John Witte, Jr., there are four groups whose basic stances on the relationship between church and state that have influenced American politics and jurisprudence: the Puritans, who prefer less separation in the interests of promoting religion, the Evangelicals, who prefer more separation in the interests of protecting religion from state interference, the Civic Republicans, who prefer less separation in order to provide moral foundations for good government, and the Enlightenment, which prefers more separation to protect government from religious influences. John Witte, Jr., The Essential Rights and Liberties of Religion in the American Constitutional Experiment, 71 Notre Dame L. Rev. 371, 377-388 (1996). Locke is typically associated with the Enlightenment. The thesis of my paper is that the Enlightenment is not of a piece, that Locke and Madison are representatives of the “moderate Enlightenment,” which has more in common with the Evangelicals, whereas Spinoza and Jefferson are representatives of the "radical Enlightenment," which has more in common with the Establishment Clause jurisprudence of the Warren and Burger Court eras.
[11] Thomas Hobbes, Leviathan (Richard Tuck, ed., 2d ed., Cambridge U. Press 1996).
[12] See generally id. at ch. 14. I set aside the obligation that covenants be kept, as Spinoza rejects this as a law of nature.
[13] See generally id. at ch. 17. It is important to appreciate that the sovereign is not a party to the contract, but only its product, and thus has no binding obligations to the citizens. Id. at ch. 18, para. 4.
[14] Id. at ch. 18.
[15] Id. at ch. 19.
[16] Id. at ch. 19.
[17] 1 Eliz., c.1, §8.
[18] Hobbes, Leviathan at ch. 42, para. 66.
[19] Id. at ch. 42, para. 69.
[20] Benedict de Spinoza, Theologico-Political Treatise ch. 16 in A Theologico-Political Treatise and A Political Treatise (R. H. M. Elwes, trans., Dover Publications, Inc. 1951).
[21] Id.
[22] Id.
[23] Id.
[24] Id.
[25] Id.
[26] Id.
[27] See generally Robert Nozick, Anarchy, State and Utopia, (Basic Books 1974).
[28] Spinoza, Theologico-Political Treatise at ch. 19.
[29] Spinoza, Ethics pt. 1, in The Collected Works of Spinoza vol. 1 (Edwin Curley, ed. trans. Princeton U. Press 1985).
[30] Id. at pt. 2.
[31] Id.
[32] Id.
[33] Explaining what inanimate objects' thoughts are like is thus an inescapable problem for Spinoza.
[34] Id. at pt. 1.
[35] I set aside the question of the precise nature of this equivalence relation: it appears to be at least as strong as the logical equivalence captured by the biconditional, but weaker than synonymy.
[36] Spinoza, Theologico-Political Treatise at ch. 6.
[37] Id.
[38] Spinoza offers detailed account of the nature of Biblical prophecy and its authority which fit comfortably with both Jewish and Islamic requirements, but at best awkwardly with Christian requirements. Unsurprisingly, on Spinoza's view, Jesus is assimilated to the prophetic model. Jefferson's interpretation of Jesus was similar. See Richard Mason, The God of Spinoza: a philosophical study ch. 9 (Cambridge U. Press 1997).
[39] Spinoza, Ethics pt. 4.
[40] I set aside here the complications introduced by Spinoza's determinism, for while how we act may be predetermined, that we must act in the human sense in order to comply with our ethical duties is not something Spinoza denies.
[41] Spinoza, Theologico-Political Treatise ch. 4. When we have our naturalistic hats on, the reason why we shouldn't lie is because others won't trust us; when we have our religious hats on, others not trusting us is an expression of God's displeasure and the medium He uses to punish us. For Spinoza, both perspectives are correct, and they are in some sense equivalent with each other.
[42] Id. ch. 6.
[43] Id. ch 4.
[44] Id. ch. 19.
[45] This point is perhaps made more clear when we consider that at certain times in European history, the Catholic Church in effect had jurisdiction over certain legal issues, e.g. marriage and inheritance, while monarchs had jurisdiction over others, e.g., torts. During such periods, there was one sovereign as to inheritance law and another as to tort law.
[46] John Stuart Mill, On Liberty ch. 4 in ‘On Liberty’ and Other Writings (Stefan Collini ed., Cambridge U. Press 1989).
[47] As long as other state interests are not implicated--Spinoza would probably have had no objection to the prohibition against use of psilocybin mushrooms upheld in Smith, even though they constituted in part a religious observance, and surely religious toleration would not extend so far as to include toleration of Aztec-style human sacrifices. There is a line somewhere.
[48] In terms of his contractarianism, the state lacks the right to regulate in this area because the people lack the capacity to transfer their power to regulate their own beliefs to others. Spinoza, Theologico-Political Treatise ch. 17, 20
[49] Spinoza seems to insufficiently appreciate the power of cognitive dissonance, which may pressure a person to come to actually believe what she is required to espouse, and multi-generational effects, to wit, that what a parent insincerely espouses may be picked up and espoused by trusting children.
[50] Ch. 1.
[51] Id.
[52] Id. at ch. 2.
[53] Id. at pt 2.
[54] Id.
[55] Id. at pt. 4.
[56] Id. at pt. 5.
[57] Id. at pt. 4.
[58] Id. at ch. 27.
[59] This was especially the case in Germany. See id. at ch. 29.
[60] I will pass over as too familiar to require extensive discussion Locke's contractarian account of the genesis and legitimacy of the state itself.
[61] See generally, John Locke, Essay Concerning Human Understanding ch. 18 (Peter H. Nidditch, ed. Oxford U. Press 1979).
[62] Locke argues that the existence of God can be demonstrated, but this will not suffice to determine which monotheistic religion, let alone which denomination of Christianity, is more nearly in possession of the truth. Id.
[63] Presumably in either direction--an excess of skepticism in the face of persuasive evidence, as we find in the example of Holocaust denial, is an epistemic vice just as a willingness to believe that for which evidence is lacking is an epistemic vice, as we find in belief in alien abductions.
[64] Id. at ch. 19, §2.
[65] John Locke, A Letter Concerning Toleration, in Michael W. McConnell, John H. Garvey, Thomas C. Berg, Religion and the Constitution 51 (Aspen Publishers, Inc. 2002).
[66] Id. at 50.
[67] James Madison, Memorial and Remonstrance Against Religious Assessments, in James Madison, Writings 29 (Jack N. Rakove, ed., Lib. Am. 1999).
[68] Jefferson, id. at 510.
[69] The argument of paragraph 11, that religious establishments lead to civil conflict, seems to be a familiar one that all advocates of religious tolerance share. Madison, id. at 34.
[70]"In some instances [ecclesiastical establishments] have been seen to erect a spiritual tyranny on the ruins of Civil authority; in many instances they have been seen upholding the thrones of political tyranny . . ." Id. at 33.
[71] Id. at 32.
[72] Id. at 32-33.
[73] Id. at 33-34. One can imagine non-religious advantages that might accrue to the majority by the presence of religious diversity, but Madison's emphasis seems to be at least as much on the benefits to the religious minorities themselves.
[74] Id. at 32.
[75] Id. at 35-36.
[76] Id. at 32.
[77] Id. at 442.
[78] Id. at 443.
[79] This episode raises interesting questions about the original understanding of federalism. For a useful account, see Akhil Reed Amar, The Bill of Rights: Creation and Reconstruction 3-133 (Yale U. Press 1998). Briefly, on Amar’s interpretation, the Founders conceived of state government as having the function of expressing popular sovereignty, rather than defending individual rights. By contrast, the more “libertarian” understanding of the function of government as defending the individual’s Lockean rights only appears after the Civil War, in the Reconstruction Congress’ three amendments limiting state governments’ power. Arguably, this distinction is better understood as a difference of preferred political process rather than of ultimate goals. If we read the Founders as conceiving of state governments, not as expressions of popular will as opposed to protectors of individual liberty, but rather as protectors of individual liberty by way of popular sovereignty, the seeming distinction between the Founders and Reconstruction becomes one of means and not ends. On this view, the appropriate recourse for protecting individual religious freedom would be the state, just as Madison had sought to influence his own state in the Memorial and Remonstrance. A Lockean understanding of the ends of government was pervasive at the Founding and amounted to the conventional wisdom. See generally Michael P. Zuckert, Natural Rights and the New Republicanism (Princeton U. Press 1994).
[80] Apparently, the substance of much of the preaching against Jefferson concerned his heretical religious views and his personal immorality. The entire episode, and Jefferson's political response, bear more than passing resemblance to the controversies that swirled around Jefferson's namesake, William Jefferson Clinton, during his impeachment. See Philip Hamburger, Separation of Church and State 111-43 (Harv. U. Press 2002), and Richard A. Posner, An Affair of State (Harv. U. Press 1999).
[81] Jefferson, id.
[82] By the end of the twentieth century, almost all Establishment Clause caselaw would concern individuals at odds with state and local entities, seeking federal redress. The mechanism for this, of course, is “incorporation” of the Establishment Clause into the Fourteenth Amendment.
[83] Jefferson, id. at 1430-33.
[84] Jefferson, id. at 1435-38. I can find no direct evidence that Jefferson read Spinoza. However, these ideas were in circulation among the English Deists, who are the "men more learned" Jefferson is likely referring to (e.g., Charles Blount, John Toland, Anthony Collins, Matthew Tindal and Bernard Mandeville). Jonathan Israel has argued that Spinoza, not Hobbes, was the crucial influence on them; Blount, for example, published selections of Spinoza's Theologico-Political Treatise under his own name. Israel, id. at 599-627.
[85] Jefferson, id. at 1443-45.
[86] Hamburger, id. at 193-251, 287-359.
[87] Everson, 330 U.S. at 15-16 (citing Reynolds v. United States, 98 U.S. 145, 164 (1878)).
[88] Id.
[89] Reynolds v. United States, 98 U.S. 145 (1878).
[90] Everson, id. at 18.
[91] 393 U.S. 97 (1968).
[92] 482 U.S. 578 (1987).
[93] Id. at 594.
[94] 393 U.S. at 109.
[95] Id. at 99 (citing Ark. Stat. Ann. §80-1627, §80-1628 (1960 Repl. Vol.)).
[96] Id. at 103.
[97] Id. at 104.
[98] Id. at 112-113 (Black, J., concurring).
[99] Id. at 106.
[100] Since much of what I say below appears favorable to the "neutrality" approach that the Court in effect rejects in both Edwards and Epperson, I should make clear that I do not find the argument that evolutionary theory is "just another religious perspective" because it does not measure up to some preconceived notions about scientific method. These arguments are misguided for reasons that are well outside the scope of this Article, and defenders of the position that either creation science should be permitted equal time, or that evolutionary theory should be removed from the curriculum need to find arguments which do not rely on downgrading the epistemic credentials of evolutionary theory. Since the Lockean conception of neutrality is ultimately underwritten by skepticism about the religiously relevant truth, and I do not share that skepticism, some other basis for neutrality will have to be found. Infra, I hint at the possibility of non-epistemic grounds for neutrality.
[101] Friedrich Nietzsche, On the Genealogy of Morals in The Basic Writings of Nietzsche 581-599 (Walter Kaufmann, ed. trans. 1992).
[102] 529 F.Supp. 1255, 1272 (E.D. Ark. 1982).