The Battle Between Territorial Integrity and Self
Determination: An Examination of Hard Partition as a Possible Outcome of Iraq
Eric Oddo
I. The Consequences of Invasion
A. Iraq, a Country
on the Minds of the Global Community
B. The
Cost of Invasion
II. The Past Defines the Present: the Current
Situation in Iraq
A. Formation
of Iraq
B. Saddam
Hussein’s Takeover and the Iran Iraq Conflict
C. First Gulf
War
D. Second Gulf
War
E. Current State
of Iraq
Post Saddam Hussein
III. Three Different Peoples with Three Unique
Identities: the History of Iraqi Kurd,
Sunni and Shia People
A. Modern
History of Iraqi Kurds
B. Modern
History of Iraqi Sunnis
C. Modern
History of Iraqi Shia
IV. Hard v. Soft: Two different theories of
partition
A. Senator
Joseph Biden and Les Gelb’s proposal
B. Peter
Galbraith’s solution
V. Separation and Consequences: Reasons
Against Partition
VI. The Benefits Outweigh the Burdens: Why
Hard Partition is Best
A. Soft Partition versus Hard Partition
B.
Diversity as Basis for Nation Building
C. The Turkey Dilemma
D. The
Kurdish Right to Self-Determination
1. The
Kurdish people fulfill all customary international law conditions justifying a nation state.
a. The
Kurdish people have a right to territorial integrity
b. The
Kurdish people have a right to self- determination
i. United
Nations stance on self- determination
ii. Jus
cogens and the International Court of Justice
iii. Kosovo’s
impact on self-determination
iv. Kurdish
pleas for self-determination
2. Without an independent nation state,
the Kurds are destined to a
life of discrimination and oppression
F. The Iraqi people do not support hard
partition
G. Iraqi Diaspora
VII. Hard Partition’s Possibility to Restore
Order: Concluding Remarks
I. The Consequences
of Invasion
A. Iraq, a Country on
the Minds of the Global Community
The
First and Second Gulf Wars in Iraq
receive ample amounts of attention from Americans. Since the beginning of the 1990s, American
involvement in Iraq
has been great. Countless numbers of
families have to cope with the loss of loved ones due to their participation in
one of the wars. While the First Gulf
War received overwhelming international support, the Second Gulf War did
not. Many believe the reasons for this
are that during the First Gulf War, Iraq,
under the direction of Saddam Hussein, commanded his armies to attack and
invade Kuwait,
a neighboring sovereign nation. In the
Second Gulf War, President Bush and the former Prime Minister of the United Kingdom, Tony Blair preemptively struck Iraq because
they feared that Saddam Hussein was developing weapons of mass
destruction. Despite several countries’
disapproval of their actions, Bush and Blair invaded Iraq and toppled Saddam Hussein and
his Ba’ath party regime from power.
Lacking foresight into the chaos that would emerge in a post-Saddam Iraq, the United
States and United Kingdom could not control
the insurgency and sectarian violence brought on as a result of the invasion.
Currently,
Iraq
is a nation with many problems. Because the United States decided to use hard
power and military force to stop the spread of weapons of mass destruction,
many Iraqis see it as a hostile and imperial presence ignorant of their culture
and only acting on the basis of their national self interests. Instances of
suicide bombings, insurgent attacks on American troops, excessive retaliation
on the part of United States military and private security forces, and ethnic
groups slaughtering other ethnic groups not only captivates the international
media but everyday Americans. Stories
about the country permeate media outlets twenty four hours a day.
Americans,
political scholars, and several authors around the world have focused their
attention on devising a solution to what is called the Iraq dilemma. The one thing that
everyone can agree upon is the fact that the current situation is not
working. Additionally, many Americans
want the United States
troops to come home as soon as possible.
Innocent young Americans with bright futures are losing their lives
serving their country. In order to
remedy this problem, a solution to stabilize Iraq must be found. One proposal to
solve the problems in Iraq
is to divide the country into three separate nation-states. This proposal is called the hard partition of
Iraq.
This paper
explores the advantages and disadvantages of a hard partitioning proposal and
concludes that it is the best solution to the Iraq crisis. First, the paper presents an overall thesis,
and moves on to provide an explanation of the current context. Next, a discussion about the history of the
three main ethnic groups in Iraq
and a clarification between the two different theories of a “three state”
solution to Iraq
is given. Finally, the paper presents a
rationale for why a hard partition is the best of all possible solutions.
B. The Cost of Invasion
The death of Iraqi
citizens and American troops are major concerns for politicians but another
factor driving attention towards finding a solution to Iraq is
money. To fund the war in Iraq, it costs the United States economy 200 million
dollars a day.[i] American citizens are
growing concerned over the cost of the war. Some estimates put the total cost
of the Iraq war, assuming America
withdraws in three years, at two trillion dollars.[ii] Over the past couple of years emerging Asian
markets and the unification of European currency weakened the dollar. The United States is no longer the sole
economic hegemony. Not only did the
attacks on September 11, 2001 devastate the economy on that day, but also
caused the United States government to bite the cost of war and reconstruction
in two countries, Iraq and Afghanistan.
The more everyday Americans feel the economic disadvantages of the war,
the more pressure is placed on politicians. The financial burden on the United States
government is expected to more than double previously estimated figures.[iii]
This is the reason why what to do with Iraq has the media spotlight. The
costs and the causalities make the topic a highly debated political issue and
Americans are divided on what to do.
II. The Past Defines
the Present: the Current Situation in Iraq
A. Formation of Iraq
The
region of Iraq
began as an Islamic Caliphate. [iv]Around
the seventh century AD, Islam spread to what is now known as present day Iraq.[v]The
Caliphate’s name was Umayyad Caliphate and ruled Iraq
from Damascus.[vi]
In the eighth century AD, the Abbasid Caliphate built the city of Baghdad for the purpose of
having it as its capital.[vii] Baghdad
became a flourishing city and for five centuries was the leading metropolis of
the Arab and Muslim world. [viii]During
the Islamic Golden Age, Baghdad
was a center of learning and had a population of over one million people. [ix]Baghdad’s cultural
influence remained until the city was destroyed by the Mongol invasion in the
thirteenth century.[x]
During
the twelfth and thirteenth centuries, the Mongols set their sights on Iraq
and other regions controlled as Islamic Caliphates. [xi]Hulagu
Khan created a large army in 1257, for the purpose of conquering Baghdad. [xii]When
the Mongols arrived in Baghdad,
Khan demanded surrender, which the Caliph rejected. [xiii]Responding
to this rejection, Kahn and his forces killed hundreds of thousands and
ransacked the city. [xiv]1401,
the city was ruled by the warlord Tamerlane. [xv]Tamerlane
was of Turco-Mongol descent and believed that his people were entitled to
control the region. [xvi]Tamerlane
and his armies killed countless numbers of Iraqis. [xvii]At
the conclusion of Tamerlane’s reign, the Persians took control of Baghdad and its
surrounding areas.[xviii]
Persian
control of Baghdad
lasted until 1535 when the Ottoman Turks took the city over. [xix]Throughout
the seventeenth century, possession of Baghdad
went back and forth between the Ottomans and Iranian Safavids. [xx]The
Ottomans ruled Baghdad
until the beginning of World War One.[xxi]
The Ottomans’ alliance with Germany
and the Central Powers ultimately led to their removal from power over the
region. British forces were deployed in high numbers in the Middle East, and as
the Ottomans became weak, their ability to maintain control over cities such as
Baghdad was
extremely limited. [xxii]When
the Ottoman Empire dissolved, the Ottomans were
driven from the Mesopotamian region. It
was estimated that the United
Kingdom deployed over four hundred thousand
troops in the area near the conclusion of the war,[xxiii]
The breakup of the Ottoman Empire
after World War One resulted in the formation not only of Iraq, but also the state of Turkey, which continues to play an
important part in the region’s politics. The Turkish Republic
was founded in 1923 by Ataturk, a former general in the Ottoman army. During
the 1920s and 1930s, supporters of Kemal, were mainly military men who “exposed
to Western-style positivist education in Ottoman military academies.”[xxiv]
These men wanted European culture to influence Turkish people. Therefore they instituted top down reforms
disposing of the caliphate, the Arabic alphabet, Islamic education and Sufi
brotherhoods. The country’s official language and history were even reworked.[xxv]
At
the conclusion of World War One, France
and the United Kingdom,
divided the Middle East during the Sykes-Picot
Agreement. [xxvi] The Treaty of Sevres
which was ratified in the Treaty of Lausanne, created the foundation for the
modern Middle East and Republic
of Turkey. [xxvii]
This was the closest the Kurds came to having a nation state because the Treaty
outlined the boundaries of a Kurdish
State. [xxviii]
Nevertheless, The Treaty of Lausanne erased Kurdistan
from proposed maps.[xxix]
The League of Nations determined that France
had authority over Syria and
Lebanon while Britain had authority over Iraq and Palestine.[xxx]
After receiving authority over the region, Britain
merged Baghdad with the city of Basra in August 1921, creating a single
country. [xxxi] Additionally, in 1926, the
city of Mosul
was added, forming the territorial boundaries of the modern Iraqi state.[xxxii]
Iraqi
received independence was granted in 1932 under the leadership of King
Faisal. At this time, the Hashemite
Monarchy had limited power. [xxxiii]In
1941, the United Kingdom
invaded Iraq,
based upon fears that a government post the Hashemite Monarchy would cut oil
supplies to western nations. [xxxiv]After
the invasion, British forces allowed the Hashemite Monarchy to be reinstated
and its rule lasted until 1958. The
downfall of the Hashemite Monarchy was caused by the July 14th Revolution. [xxxv]Abdul
Karim Qasim led the revolution and it was a success because an overwhelming
majority of Iraqi people supported it. From 1958 till 1968, the country was in
chaos. [xxxvi]Several
different generals battled amongst each other for power and the international
community did not intervene in the situation. The Arab Socialist Ba’ath Party otherwise known as the Rebirth Party took
control of the country in 1968, and by 1979, Saddam Hussein had complete power
over Iraq.[xxxvii] The reign of terror imposed by Hussein
affected the country drastically and polarized the major ethnicities living in
the country.
B. Saddam Hussein’s Takeover and the Iran Iraq Conflict
Saddam
Hussein’s ability to take over Iraq
occurred through the use of force and slaughtering of any political opponents
he viewed as competition. [xxxviii]By
1979, Saddam controlled the Revolutionary Command Council and was the president
of the nation. [xxxix]At the beginning of his
regime, Hussein was confronted by a war with]one of their neighboring
countries, Iran. Western powers, including the United States, supported Iraq based upon
their policy of dual containment. Little
did politicians know at the time that their support of Hussein would end up
coming back to haunt them in the not so distant future.[xl]
The
conflict with Iran
began due to territorial disputes and rivalries. The essay titled “The Iraq
Crisis: An Overview”, authored by the Mid East web examines the motivations of
Saddam Hussein to invade Iran
and the impacts of the invasion. Most of the conflict between Iran and Iraq was over navigational rights
and border disputes. Specifically, at
dispute, was the Shatt-El-Arab waterway which is Iraq’s only outlet to the sea. Although a 1975 treaty following the Algiers
Accord claimed
to settle the dispute, Iran
did not return all the land to Iraq
and thus the conflict continued. According to the Mid East web, “Saddam]
invaded Iran
in 1980, initiating an eight year war that cost about a million casualties.
During the war, Saddam used chemical warfare against Iran as well as in suppressing
internal revolts by the Kurds in the north.”[xli] Furthermore, “the Iranians used gas warfare
as well. Saddam's suppression of Kurds, known as the Anfal, began in 1987 and
killed an estimated 182,000, destroying thousands of villages and creating
about 400,000 refugees.”[xlii]
The U.S. allowed Iraq to use chemical weapons against the Kurds
because it did not want to risk isolating Iraq,
a key ally in containing Iran.
The conflict ended in a stalemate, with no real resolution coming out of it.
C. First Gulf
War
After the
conclusion of the Iran Iraq Conflict, Hussein and his forces remained
determined to secure strategic access to the Persian Gulf. The Iraqi leaders devised a solution,
specifically, a pre-emptive strike against Kuwait, followed by its occupation.
In 1990, Hussein and his forces occupied the country. The United Nations imposed economic sanctions
and the United States and United Kingdom declared no fly zones over
Kurdish northern and Shia southern Iraq to protect these ethnicities.[xliii]
An international coalition of forces
came to the defense of Kuwait
by attacking Hussein and his forces. The
coalition was able to successfully remove Iraqi armies from Kuwait and
force them to retreat into their homeland.
Although many politicians wanted the United
States and the United
Kingdom to follow the Iraqis back into Iraq,
ultimately this was rejected and Hussein was allowed to retain his control of
the country. Even though many people supported the protection of Kuwait, they
did not support the economic sanctions.
It is estimated that over five hundred thousand Iraqi civilians died due
to the economic sanctions and many critics argued that the sanctions were not
affecting the decision makers in Iraq.[xliv]
D. Second Gulf
War
After the First
Gulf War, international leaders were extremely skeptical of the Hussein regime.[xlv] Hussein’s reputation for aggression and
willingness to use chemical and biological weapons was looked upon with
disdain.[xlvi] In an attempt to deal with the Iraqi
situation, members of the United Nations Security Council passed United Nations
resolution 687, which punished Hussein even further economically and demanded
the dismantling of weapons of mass destruction.[xlvii] Many countries were worried that an over
aggressive Iraq
with weapons of mass destruction would spell chaos for the world. Despite the United Nations resolution,
Hussein continued to develop weapons and defied international orders. [xlviii]
Based
on its belief that Iraq
failed to abandon its weapons program, violating United Nations resolution 687 the
United States with limited
support from some of its allies invaded Iraq.[xlix] United States
officials argued that the failure of Iraq to comply with the resolution
lifted the cease fire that was in place, and authorized the use of armed force.
[l]Many
countries around the world, including France
and Germany, disagreed with
the United States
and opposed armed intervention. [li]Nevertheless,
the United States along with
the United Kingdom
invaded the country and went to war. The
war did not last long , Hussein’s forces were easily overcome and the United States gave sovereignty back to Iraq
on June 28, 2004.[lii] Hussein went into hiding and was eventually
found by United States
troops. After the old regime in Iraq
was toppled, the United States
established the Coalition Provisional Authority to govern Iraq.[liii]
On December 30, 2006, Saddam Hussein was hanged for his crimes against the
Kurdish people during the 1980s. [liv]Even
though the war was technically over and Saddam’s regime terminated, the
problems emerging in the country only just begun.
E. Current State
of Iraq
Post Saddam Hussein
Even though many
citizens of Iraq despised
Saddam Hussein, the invasion led by the United States put the country into
further turmoil.[lv] Terrorist organizations took advantage of the
situation, and convinced many Iraqis that they must engage in a war with
western occupiers.[lvi] Not
only did terrorist organizations outside of Iraq such as al-Qaeda promote the
insurgency, but many believe Iraqi Sunnis were responsible for the movement as
well.[lvii]
Additionally, the lack of a legitimate central authority in the country created
a power vacuum where Sunni and Shia peoples competed for control.[lviii] The Sunni and Shia were also afraid of the
growing possibility of an independent Iraqi Kurdistan in Northern
Iraq, and began fighting with them to repress their desires for
independence.[lix] Suicide bombers terrorized,
and continue to terrorize the country daily, countless civilians are murdered
and a large number of troops perish at the hands of the insurgents.[lx]
Even though the United
States is motivating the country to engage
in democratic elections, these elections appear only symbolic and there is no
evidence that they have caused any practical changes to the current situation.[lxi]
The one thing that most scholars agree upon is that Iraq is a failed state.[lxii] With no central authority leading the nation,
and the United States’
desire to leave the country as soon as possible, the current state of Iraq is chaotic
at best.
There
are positive signs in Iraq
currently, and many believe that the situation is getting better. In his
article titled, “Iraq:
Positive Signs”, George Friedman discusses
these positive trends and points out issues that must be considered to
determine what to do to solve the crisis.
Friedman writes, “the most startling point is the decline in casualties,
and particularly the apparent decline in sectarian violence. Explaining this is
difficult. It could simply be the result of the more efficient use of U.S. troops in
suppressing the insurgency and controlling the Shiite militias.”[lxiii] Therefore, even though less United States troops are dying, it does not mean
that the current political framework of Iraq is the reason. Instead of declaring victory in Iraq, the United States government needs to
remain cautious.
Friedman
continues, “rather, it is the result of U.S.
military operations coupled with a much more complex and sophisticated approach
to Iraq.
To be more precise, a series of political initiatives that the United States
had undertaken over the past two years in fits and starts has been united into
a single orchestrated effort.”[lxiv] While these efforts are helping the
situation, it does not mean that the status quo is the best option. If anything, Friedman’s points illustrate the
fact that the three ethnic groups are willing to do something for change. Friedman notes, “the result of these efforts was
a series of political decisions on the part of various Iraqi parties not only
to reduce attacks against U.S.
troops but also to bring the civil war under control.”[lxv] Everyone involved in Iraq,
understands the situation is dire. The current trends show that there is
potential for productive change in Iraq but it does not mean that
drastic changes are not needed. Several
problems still remain, and a solution is important to reduce the Iraqi
civilians dieing, United States
and coalition troop deaths and to lift Iraq out of the category of a
failed state. The progress Friedman points to indicates that strong political
initiatives by the United States
can have success in Iraq.
They also suggest that stronger steps may be necessary to insure that these
successes are permanent. Causality
numbers in Iraq
shift from month to month and it is difficult to determine the trend. While the events Friedman discusses are
positive signs, there is no guarantee those signs indicate the government of Iraq is
succeeding.
III. Three Different Peoples with Three Unique Identities: the History
of Iraqi Kurd, Sunni and Shia People
A. Modern History of
Iraqi Kurds
Kurdish
peoples have fought against the Arabs since the Middle Ages.[lxvi]
The Kurds live in an area spread out between Turkey,
Syria, Iraq and Iran.[lxvii]
They are nomadic people who practice Yazdanism, a group of monotheistic
religions practiced among the Kurds. [lxviii]In
the seventh century Arabs took control over the castles and fortifications of
the Kurdish people.[lxix]
Throughout history, the Kurds continued
to revolt against the Arabs but each time lost.
At the beginning of modern history, the Kurds were divided between
dynasties including the Ardalan dynasty, established in the fourteenth century
and existed until 1867.[lxx] The Ardalan dynasty’s geographical region
consisted of present day Khanaqin, Kirkuk
and Sinne. [lxxi]The Kurdish people
spread across multiple countries including Iraq,
Syria and Iran. In Iraq, they have historically been
at odds with groups in power since the formation of the modern Iraqi
state. Led by Mustafa Barzani, Kurds
engaged in heavy fighting in Iraq
from 1960 to 1975.[lxxii] Even though there were attempts at peace, the
peace did not last long, and as ethnic Arabs the Ba’ath began new offensives against the Kurds with
the purpose of protecting the rich oil reserves in Northern
Iraq. From 1975 till 1978,
over two hundred thousand Kurdish people were deported from their homelands and
sent to other regions of Iraq. This was known as the "Arabization"
of Iraqi Kurdistan.[lxxiii] As mentioned previously, during the Iran-Iraq
War, the Kurds revolted against the central government. Under Saddam Hussein
the Iraqi government punished the Kurds for their revolts and killed many. The slaughtering of the Kurds culminated in the
Al-Anfal campaign which translates into the spoils of war. It is estimated that two thousand Kurdish
villages were destroyed and between fifty to one hundred thousand Kurds killed
by Hussein and his supporters.[lxxiv]
In
1991, the Kurds attempted another revolt and for a short time succeeded. After the revolt and subsequent independence,
Iraqi troops recaptured the area forcing many Kurds to flee. During the First
Persian Gulf War, the United States
and United Kingdom
established a “no-fly zone” in an attempt to prevent the atrocities that
occurred in the 1980s from reoccurring.[lxxv]
When United States forces
invaded Iraq
in 2003, many Kurds celebrated in the streets. Through the provisional
government, the Kurds took control of Kirkuk and
are on the verge of taking control over Mosul. It is estimated that by the end of 2007, an
actual defined Kurdish border will exist.[lxxvi] Even though these signs are positive for the
Kurdish people, they still desire complete independence.[lxxvii] Additionally, there is no guarantee that
after several years, the Sunni and Shia people of Iraq will comply with the newly
determined border and pseudo-Kurdish independence.[lxxviii] Kurdish people still face oppression in Iraq
and are targets of suicide bombers and insurgents of Arab background who support
al-Qaeda.[lxxix]
B.
Modern History of Iraqi Sunnis
The Sunnis in Iraq used to control the government before the United States
led invasion. Sunni Arabs make up
fifteen to twenty percent of Iraq’s
population, but dominated the country’s government and economic positions
throughout most of the twentieth century.[lxxx] Most of the Sunni Iraqis live in urban areas
like Baghdad and Mosul and comprise the Iraqi educated middle
class. Furthermore, Sunni Iraqis reside in rural areas to the north and west of
Baghdad which is known by the United States
forces as The Sunni Triangle.[lxxxi] The reason why this area is known to United States
troops is because of the extreme resistance they face daily by their presence.
Because
Saddam Hussein was a Sunni, Sunni participation and influence in the Iraqi
government grew greatly once he became in power. When Saddam Hussein came to
power, because he was a Sunni, their political weight in the country greatly
increased. The Arab Socialist Ba’ath
party consisted of Sunni Arabs who throughout Islamic history are at odds with
Shia Arabs. Hussein and his allies did
not take the interests of the Shia Iraqis into consideration when making
decisions and many were killed or persecuted if they attempted to stand up to
the Ba’ath Party regime. When Hussein’s
reign ended, many Sunnis were skeptical of their future within a new Iraq. Despite this concern, not all Sunni Iraqis
are against the U.S.
led occupation. Susan Otterman in her
essay titled, “Iraq: The Sunnis” writes,
“Their apprehension
about the future, coupled with their reported anger at the presence and tactics
of U.S. forces, creates sympathy for the minority fighting the occupation, many
experts say.”[lxxxii] Because of their relatively high social
status compared to Kurd and Shia Iraqis when the Ba’ath party was in control,
it is only natural that the Sunni Iraqis are currently skeptical. Their skepticism has caused some Sunnis to
become insurgents and engage in sectarian violence, suicide bombings and sneak
attacks on United States
forces. Others though, “cooperate with
the U.S.-led occupation, joining coalition-sponsored police forces and the
U.S.-appointed Iraqi Governing Council. Many more--even some of those fighting
the coalition--do not support the return of Saddam, according to press
reports.”[lxxxiii] Thus, it is evident that the Sunni, Kurd and
Shia dynamic is much more complicated than the extreme dichotomy that the
international media portrays. According
to Otterman, “harnessing the support of those Sunnis unwilling to take up arms
against the occupation should be a key aim of the occupiers.”[lxxxiv] In order to gain this support, the occupiers
will need to guarantee security, economic resources and adequate political
participation to the Sunnis.
Similar
to other countries that have Sunni and Shia peoples, the Sunni and Shia in Iraq are split
because of an ancient disagreement amongst Muslims as to who was qualified to
lead the Muslim people. While Sunnis
believe leaders are chosen through an agreement amongst all Muslims, Shias believes
that leaders must be true descendants of the prophet Mohammed.[lxxxv] Additionally, Sunnis strongly believe in fate
and that humans are predestined to complete certain actions. Shias on the other hand believe in human
choice and free will. Finally, Sunnis have a strict interpretation of Islamic
law and follow rules established up to the tenth century. Shias believe religious leaders that are
qualified have the ability to interpret Islamic Law within reason so long as
they believe it makes sense and is in the interest of Islam.[lxxxvi]
Throughout
history, Sunnis have served in positions such as army officers, bureaucrats and
teachers. When the Ottomans controlled Iraq, they based their beliefs upon
Sunni ideologies and thus modern day Iraqi Sunnis are their descendents. Once Iraq gained
their independence, Sunnis were the first to lead revolutions against the
British occupation and were strong nationalists.[lxxxvii] The strong desire for an independent Iraq was the
reason that the Ba’ath Party was established in the first place. When the Ba’ath Party gained control of Iraq, many
Sunnis were members of the elite military brigade known as the Republican
Guard. Therefore, it is clear that the
Sunni Iraqis have a unique presence and relationship with Iraq. Even though they were outnumbered by Shia
Iraqis and have a relative population similar to Iraqi Kurds, they had the
ability to control the nation. Their
removal from power and skepticism of the United States occupation places
them in a unique position. On one hand,
they want to promote a productive Iraqi state; on the other hand, they realize
that a representative democracy significantly limits their power within Iraqi
central government. Providing the Sunni
Iraqis with a country to call their own may go a long way in alleviating their
skepticism.
C. Modern History of
Iraqi Shia
As the largest
population of people living in Iraq,
the Shia has a great impact on any possible outcomes of the country. The Shia people constitute sixty percent of
the population of Iraq, and
their population is centered mostly in the south of Iraq
up to Baghdad. Even though the Shia make up the majority of
the Iraqi population, Paul Sullivan explains in “Who are the Shia” that, “the Shia were discriminated against and
brutalized during the entire time of the Ba'ath regime. Even during the time of
the British rule they were not represented politically in the numbers warranted
by their population.”[lxxxviii] Their lack of participation in previous Iraqi
regimes creates a strong desire for the Shia Iraqis to use their population to
their advantage currently. The Shia
Iraqis have a strong distrust of any people who are in control of Iraq. Whether it is the Sunni Ba’ath Party, The
Sunni Ottoman, or British, throughout modern history the Shia received the
short end of the stick.
During Saddam Hussein’s
regime, the Shia were subject to genocide much like the Iraqi Kurds. Hundreds of thousands of Shia people were
deported on the basis that they were anti-Arab.[lxxxix] This was evident during the First Persian
Gulf War, when an uprising occurred in 1991.
Iraqi tanks were seen invading Shia cities and carried flags saying “No
more Shia after today.” Under the Ba’ath
party, Shia culture was looked down upon and they were not allowed to practice
traditional Shia rituals. Sullivan
continues, “The nationality law and the Ba'athi constitution in Iraq directly
target Shia for mistreatment.”[xc] Several experts believe that the reason the
Ba’ath party was extremely anti-Shia was due to the fact that the Shia outnumbered
the Sunni in Iraq
significantly. Sullivan concludes,
“Although there are some provisions in this constitution to allow for some
religious freedom the Shia have been severely constrained from practicing their
religion, especially when it comes to the pilgrimages to the holy sites in
Kerbala, Najaf and elsewhere in Iraq.
Saddam Hussein banned most Shia festivals and commemorations.[xci] The limitations upon Shia peoples during
Ba’ath party control of Iraq
furthered the divide between Sunni and Shia Iraqis.
In order for productive
change to occur in Iraq,
Shia involvement is a must. While Shia
sees the formation of a representative democracy in Iraq to their advantage due to
their population, like many Muslims, they are still skeptical of that form of
governance. Furthermore, because Western
powers in the past have excluded the Shia from proper political participation,
they too, like the Sunnis, are skeptical of the current Iraqi government.
Understanding the history of misrepresentation and oppression of Shia Iraqis at
the hands of occupiers, and Sunnis, helps to explain why some Shia people
support the insurgents and sectarian violence.
Additionally, the close relationship the Shia Iraqis have with the
Iranian Shias is another reason why some of them are reluctant to cooperate
with the western occupiers.[xcii] Iranian and Iraqi Shia political leaders are
closely connected and both want to ensure that whatever happens in Iraq is in both
of their respective interests. Finding a
solution that appeases the Shia population in Iraq
is one of the key issues to solving the current Iraq crisis. [xciii]
IV. Hard v. Soft: Two different theories of partition
A. Senator Joseph Biden and Les Gelb’s
proposal
In
response to the political turmoil the Iraq
situation has caused, Senator Joseph Biden along with Les Gelb created a plan
which advocated the soft partition of Iraq. Even though the Kurds, Sunni and Shia peoples
are granted independent states, those three states are unified under a single
federal government.[xciv] The central government has authority over
border defense, foreign policy, oil production, and revenues while the regional
governments are primarily responsible for administrative duties. Biden argues, “The United States shouldn’t
impose this solution and we don’t have to because federalism is already written
into Iraq’s
constitution. In fact, the constitution creates a limited central government
and establishes a procedure for provinces combining into regions.”[xcv]
Additionally, Biden advocates giving the Iraqi Sunni shares of oil revenue in
order to guarantee their participation in the central government. The central
government controls decisions regarding national oil policy and every action
taken would ideally consider the best interests of each respective ethnicity.
Another
part of Biden and Gelb’s proposal is to increase aid, but condition the
increase on the protection of minority and women’s rights. Iraq has not had a good track
record in so far as human rights and preserving human rights is an essential
cornerstone of a productive representative democracy. Biden believes, “But all future U.S. aid would
be tied to the protection of minority and women’s rights, clearly and
unambiguously. We should insist other donors set the same standard. Aid would
be cut off in the face of a pattern of violations.”[xcvi] Key elements of this section of Biden’s plan
are strong statements by the United States President, stating that Iraqi
government must do whatever it can to prevent oppression of minorities and
women within its boundaries. Furthermore, the neighbors of Iraq must
constructively engage in this proposal.
Each of these countries has the opportunity to state their opinion as to
what constitutes the boundary of Iraq and what constitutes the
boundaries of the independent states.
Gelb and Biden believe that engagement of Iraq’s neighbors into a soft
partition path will go along way toward increasing the legitimacy of the
action. The final element of soft partition is to reduce United States troop loads, which would in turn lead
to an eventual drastic reduction of United States troops in the
region. According to Biden, “unless the
Iraqis see and believe we are leaving, they will have little incentive to shape
up. Redeployment is also necessary because we can’t sustain this large a force
in Iraq
without sending troops back on fourth and fifth tours, extending deployments,
and fully mobilizing the Guard.”[xcvii] The five step soft partition plan is
interesting and is more politically feasible than dividing the country into
three independent nations. Despite this; hard partition goes further in
attempting to address the problems that plague Iraq
currently, and therefore in possibly providing a permanent peace in Iraq.
B. Peter Galbraith’s solution
A more hard line
approach to the Iraq problem
is advocated by Peter Galbraith, a and former ambassador to Croatia and was a senior advisor to the Senate
Foreign Relations Committee between 1979 and 1993, and a political scholar who
is very familiar with Iraq.
Iraq Peter Galbraith is the biggest advocate of a hard partition of Iraq. The first premise of
Galbraith’s argument is that the current state of Iraq is broken. In his essay
titled, “The Case for Dividing Iraq”, Galbraith writes, “Iraq's
national-unity government is not united and does not govern. Iraqi security
forces, the centerpiece of the U.S.'s
efforts for stability, are ineffective or, even worse, combatants in the
country's escalating civil war.”[xcviii] The main motivation behind hard partition for
Galbraith is that the partition of Iraq already occurred. Galbraith claims that the current federal
government of Iraq
does little to protect its people and is not considered a legitimate government
authority. International law, as I will argue, provides recourse for those
seeking self-determination in such circumstances.
Hard
partition addresses the desires of the Iraqi people and evidence of this comes
from the election results in 2005. Even
though most Iraqis do not support the insurgency or actively engage in
sectarian violence, “in the December 2005 national elections, Shi'ites voted
overwhelmingly for Shi'ite religious parties, Sunni Arabs for Sunni religious
or nationalist parties, and the Kurds for Kurdish nationalist parties. Fewer
than 10% of Iraq's
Arabs crossed sectarian lines. The Kurds voted 98.7% for independence in a
nonbinding referendum.”[xcix] The current Iraqi constitution adopted by 80%
of the voters gives ample independence to each of the three main ethnicities in
Iraq.
While the Bush administration fails to recognize the Iraqi peoples desire to
break off from one another, political scholars acknowledge the break-off.
The
history of Iraq
shows that the people who live there never voluntarily unified under one
nation. Britain,
under Winston Churchill, forced the unification of Iraq
after World War One and the break up of the Ottoman Empire. By unseating Saddam Hussein from power, the United States also dismantled the army and the
Ba’ath party which were the two biggest unifying forces in pre-invasion Iraq. In addition, the use of force subsequent to
the invasion to keep the country unified only tears Iraq apart further. An example of this is when the United States bombed a The Shia Golden Mosque in
Samarra causing a dramatic increase in sectarian
violence and furthering Iraq’s
disintegration.[c]
Galbraith continues, “Shi'ite police units have kidnapped, tortured and
executed thousands of Sunnis since the Samarra
bombing. Sunni policemen are often insurgents or sympathizers.”[ci]
Thus, the existence of a fair unbiased central government in Iraq is an
illusion. It is not rare for government
officials to act in the interest of their own ethnicity due to the historical
distrust that exists between the Shia, Sunni and Kurd people in Iraq.
Unlike
a soft partition of Iraq,
hard partition would require less United States
involvement, because it would allow Iraq a quicker opportunity to
initiate their self-government. Because Iraq is fragmenting in the status
quo the formalization of its break up would not have a unique impact. It would
be impossible to increase sectarian violence because it is already at an
alarming level. Additionally, hard
partition will not cause Iranian dominance over the Shia region. If the United
States is seriously concerned with the threat of Iran, then the United
States must act independently from the Iraq situation
to address this threat. Furthermore,
countries who appear to oppose hard partition, in particular Turkey, may
ultimately realize that it is in their best interest. Arguing against scholars who say hard
partition is impossible because of Turkey,
Galbraith writes, “As Turkey's more sophisticated strategic thinkers
understand, Turkey and an
independent Kurdistan have a lot in common.
Both are secular, pro-Western, democratic and non-Arab. Not only will Kurdistan
depend on Turkey
economically, but it can serve as a useful buffer to an Iran-dominated Islamic
Iraq.”[cii]
The
Bush administration refuses to consider hard partition in Iraq as a
viable option and this is a mistake. In
the 1980s America opposed
the break up of the Soviet Union due to
concerns about regional destabilization and spread of nuclear weapons, but in
reality the impact of this break up was minimal. Similar to the Soviet Union, Iraq is a
country with a history of violence
and groups of diverse individuals forced to live under the same flag. Instead of disintegration overnight, America, along with Iraq’s
neighbors and members of the United Nations Security Council have the
opportunity to formalize Iraq’s
breakup increasing its legitimacy and fairness to all ethnicities
involved. Maintaining a central
authority and government in Iraq
is dangerous. There are no checks and
balances preventing one ethnicity in power from taking advantage of other
ethnicities. Iraq’s past proves that even in
democracy, minority oppression and sectarian violence is inevitable even with
large amounts of federalism.[ciii]
The
arguments for the hard partition of Iraq are convincing even though the
solution does not receive much political support. The facts are (1). Iraq is in a
civil war now, (2). Iraqi people support hard partition, (3). Iraq was
unified arbitrarily and through force, and (4). Likelihood that Iraq’s
neighbors would realize that it may be in their best interest are all strong
reasons Galbraith discusses. Political
scholars counter these claims when they mention the impossibility of dividing
large cities like Baghdad.
Scholars also argue that the new independent nations would go to war against
each other.[civ] Ultimately, the fact remains that Iraq
is in a state of civil war. This civil
war does not seem likely to end any time soon.
Additionally, there is no evidence that the federal government in Iraq is gaining
respect of the Iraqi people or any sort of legitimacy. Without a federal government that can protect
all citizens, a representative democracy fails to achieve its goals. The cold hard facts point towards hard
partition as the only option to resurrect Iraq’s dire situation.
V. Separation and Consequences: Reasons
Against Partition
There are
difficulties with the soft or hard partition of Iraq. First, it is unclear which government has the
authority to partition Iraq. It appears that the United States does not have the sole legal
authority to partition Iraq,
and must depend on a combination of Iraqi and international actors, whose roles
are discussed in the sixth section of this paper. . Even though there are legal
justifications within international law that advocate the United States,
as on occupying power, has the right to partition an occupied State if certain
elements are met. Occupying powers have significant leeway in determining the
path of the State in need. A balance must be stuck between territorial
integrity and the duty to restore vie publics.
Andrew George, a J.D. Candidate at the University of Virginia and member
of the Virginia Journal of International Law outlines the options of occupying
powers in his article titled, “We had to Destroy The Country To Save It; On The
Use Of Partition To Restore Public Order During Occupation”. George believes
that certain options of occupying powers are unclear; however, the occupying
power is granted leeway in doing whatever they believe maintains peace and
safety for the citizens of the State. Furthermore, Article 43 of the Hague
Convention Respecting the Laws and Customs of War on Land states, “the
[Occupying Power] shall take all measures in his power to restore, and ensure,
as far as possible, public order and safety, while respecting, unless
absolutely prevented, the laws in force in the country.”[cv] Therefore, if the laws currently in existence
in the State are not adequate the United States has the opportunity
to step outside these laws. George
cautions, “There is, of course, real risk to giving the Occupying Power such
latitude. An Occupying Power could insincerely invoke civilian needs as a
justification for pursuing a hidden agenda.”[cvi] International law proposes a balancing test,
where the interests of the citizens of the occupied state are weighted against
the interests of the citizens of the occupying power.
Under
a positivist international law approach, there is no explicit duty to maintain
territorial integrity. The Additional Protocol II to the Geneva Conventions
says, “[n]othing in this Protocol shall be invoked for the purpose of affecting
the sovereignty of a State or the responsibility of the government, by all
legitimate means, to maintain or re-establish law and order in the State or to
defend the national unity and territorial integrity of the State.”[cvii] The purpose of the Geneva Conventions was to
protect States from invasion and not to prevent Occupying Powers from dividing
up the territory of the occupied State in order to bring about peace. George concludes, “[the duty] is in no way
specific to the law of occupation, nor is it absolute. Territorial integrity
has seen countless violations over time, and respect for it has proven quite
conflict-dependent, as world concern for territorial incursions typically
reflects world opinion favoring or opposing the conflict at large.”[cviii]
While
George brings up good points on the ability of an Occupying Power to partition
a country, international and Iraqi participation is needed in this situation.
First, the International community has a customary norm of respecting the
territorial integrity of sovereign nations.
If the United States
unilaterally partitioned Iraq,
it seems likely that the international community would look down on the action.
Furthermore, allowing the Iraqi government a say in partition would increase
the likelihood that it is accepted by Iraqi citizens. Acceptance from the Iraqi people is essential
for the benefits of partition to occur. Thus, even though the United States has the possibility to partition Iraq without
violating international law, this is not the best option.
Second,
a fight between ethnicities over large and important cities is likely to occur.
It is not likely that all three new nations or states would agree upon where
these cities are placed. Whatever entity
elects to partition Iraq
will have to ensure that the respective interests of the Shia, Sunni and
Kurdish peoples are taken into account.
An additional
concern with partitioning Iraq
is the impact of partition on Iranian regional hegemony. Many people fear that the Iranians would
control the new Shia country and have them as a strong ally. Without a large country like Iraq to buffer
Iranian influence, their regional power has the possibility to escalate. Iran is led by a volatile leader
who does not always think through his actions.
Several countries worry what an over confident Iran would do if they did not have to worry
about answering to the politicians in Baghdad.
[cix]
The
final concern over the partition of Iraq is the possibility that the
civil war would turn into a war among three new nation states. Disputes over resources between the Kurds,
Shia, and Sunni might serve as ingredients for an inter-state conflict. A scenario imagined here would place Iraq back in a
position where it started. During a regional war, the new countries’ economic
growth becomes stifled and increases the likelihood that one, two or all three
new countries become failed states.
These failed states could attract Ba’ath party or al-Qaeda loyalists and
act as a safe haven for terrorism.
While
these concerns must be addressed, partitioning Iraq remains a viable option. The newly ratified constitution advocates
partition in certain aspects. Therefore,
many of the impacts critics of partition say will happen are already occurring
or should have happened. Due to these facts, it appears the only option
remaining is the choice between soft and hard partition. Hard partition is the best option, unless an
alternative reason for the need of a federal Iraqi government is found.
VI. The Benefits Outweigh the Burdens: Why Hard Partition is Best
The countless
number of ethnic battles coupled with the rise of insurgency in Iraq indicates
that a dramatic plan is essential to rescue the country. Without an extraordinary solution, the United States will be forced to maintain or
possibly increase the number of troops in Iraq. Moreover, civilian Iraqis will prolong the
fighting and killing and disagreement in the international arena will
intensify. The Iraq dilemma is
a powder keg of problems between nation states and has the potential to further
escalate Middle Eastern instability.
Middle Eastern instability could spillover into multiple regions (e.g.
Eastern Europe, The Caspian Region, Southeast Asia)
resulting in regional or inter-regional warfare.
Government
officials on several fronts have discussed the plausibility of partitioning Iraq. In particular, both hard and soft partitions
have been studied. Recently, political
scholars have claimed neither solution will resolve the growing turmoil in Iraq. These scholars have varying opinions as to
which course of action is the most appropriate to cope with the Iraq
dilemma.
A.
Soft Partition versus Hard Partition
As mentioned
briefly above, there is a divide amongst political scholars who discuss the Iraq dilemma. One
group of people believes that Iraq
should be partitioned in a soft manner. These individuals advocate a weak
federal government with participation from the three main ethnic groups. Even though the three ethnic groups would
retain a large sense of autonomy within their own regions, certain categories
fall under the competence of the federal government. Edward P. Joseph, writes, in “The Case for
Soft Partition of Iraq”,
that, “the time may be approaching when the only hope for a more stable Iraq
is a soft partition of the country. Soft partition would involve the Iraqis,
with the assistance of the international community, dividing their country into
three main regions.”[cx] While this part of partition is similar to
those who advocate hard partition, the federal system of Iraq would
remain in place. Baghdad is still the capital of a federal
government which would have authority to decide certain matters. Joseph continues, “Each would assume primary
responsibility for its own security and governance, as Iraqi Kurdistan already
does. Creating such a structure could prove difficult and risky.”[cxi] Even though the Kurds have some sense of
autonomy right now, sectarian violence is not decreasing. Joseph goes on to claim soft partition is the
only viable option. He writes, “when
measured against the alternatives—continuing to police an ethno-sectarian war,
or withdrawing and allowing the conflict to escalate— the risks of soft
partition appear more acceptable”[cxii] Joseph’s argument lacks the consideration of
hard partition altogether. A proposal of soft partition begs the question – if
the ethnicities of Iraq
desire a strong sense of autonomy, why stop short of fully granting it to them?
This is a flawed approach to the problems facing Iraq. Instead of considering this counter argument
to his theory, Joseph answers weaker arguments.
One argument he considers against soft partition is, “Soft partition
would represent a substantial departure from the current approach of the Bush
Administration and that proposed by the Iraq Study Group, both of which
envision a unitary Iraq
ruled largely from Baghdad.”[cxiii] This argument is political in nature and not
a strong reason to reject soft partition, or hard partition, for that matter The second argument Joseph considers, is “[soft
partition] would require new negotiations, the formation of a revised legal
framework for the country, the creation of new institutions at the regional
level, and the organized but voluntary movement of populations.”[cxiv] The first two criticisms exclusively apply to
soft partition while the third part of this argument applies to both soft and
hard partition. The current failed
situation in Iraq
makes it impossible for a revised legal framework to work in the country. Additionally, new institutions at a regional
level will cause a power vacuum making the federal government even weaker than
it already is. The voluntary movement of
the Iraqi people is discussed in Part D of this section of the paper and
obviously applies to both scenarios of partition.
Critics
of soft partition come from both sides of the debate. On one hand critics claim that Iraq needs to
remain a single state and that any partition solution must be rejected. Others
argue that the current framework of Iraq prevents soft partition from
solving the problems that plague the country.
Michael Young in, “Breaking Up Ain’t Hard to Do,” advocates
hard partition and rejects notions that it cannot work. He argues, “the likelihood is that the
differences are in the details, not in the overall principle of distributing
power away from the center, a process explicit in the federal structure
mandated by the Iraqi Constitution.”[cxv]
If the current Iraqi Constitution already mandates regional autonomy then the
problems of sectarian violence should be solved in the status quo. This is simply not the case, and proves that
something more than soft partition must occur.
Furthermore, “Baghdad’s control over Iraq has all
but disintegrated, so that any practical plan must take this into
consideration. But just how much is unclear. The proposal outlined by The
Times, if it is proven true, would suggest substantial dissemination of power.”[cxvi] Advocates of soft partition do not suggest
any sort of proposal for the dissemination of power. A weak federal government in Iraq cannot be
sustained in a situation where there is soft partition. Each region must fight amongst each other and
issues which are declared to be federal in competence, become illusory
thrusting the country into further civil war.
Young concludes, “This would create a confederal structure in form, but
the partition of Iraq
in fact, regardless of claims that the Iraq Study Group has no such agenda.”[cxvii] Thus, in reality soft partition is hard
partition cloaked for political and regional appeasement.
An
expert on Iraqi inter ethnic relations is Peter Galbraith who understands the
turmoil between the ethnic groups.
Galbraith’s arguments and evidence of his expertise to speak on the
current situation in Iraq
arises from an interview with an online website called Kurdish media. When
asked what the Iraqi people desire in the elections, Galbraith responded, “The
results of the December elections are likely to resemble the January elections.
The peoples of Iraq
will vote their ethnic or confessional identity, and few will vote as Iraqis.
The Kurds will vote once again almost unanimously for the Kurdistan
list and the Shiites will vote for the religious parties.”[cxviii] Galbraith’s prediction proved to be the case,
which illustrates the fact that central authority in Iraq has completely eroded. While Ba’ath party loyalists and Sunni Arabs
did not participate in the previous election, they still have a strong
influence in the outcome of the Iraq
situation. Even though, “Last January,
the Sunni Arabs expressed their identity by not voting, which many now realize
was a mistake. They will now vote for Sunni parties, and especially those
linked to the old Sunni-dominated regime.”[cxix] The new elections have not brought unity with
Iraq;
instead, they have only divided the ethnic lines in a democratic sense,
creating a new division amongst the Iraqi people. Power politics in democratic countries is not
a new phenomenon, but placing it in a country that is already a failed state is
a dangerous thing to do. The likelihood of
Iraq
benefiting in any way appears remote.
Peter
Galbraith expresses sympathy for the Kurdish people of Iraq in his
writings. For centuries the Kurds have
suffered and the West has responded by giving them false premises or
pseudo-autonomy. Galbraith resents these
actions and claims, “I have great sympathy for the Kurdish people who have
suffered horribly under Iraqi rule. But my analysis is based on the strategic
interests of the United
States. Every Kurd wants independence, and
keeping the Kurds in Iraq
against their will is a formula for never-ending violence and repression.”[cxx] Soft partition will not solve the problems
the Kurds face and potentially creates a situation in which the problems of the
Iraqi Kurds are escalated. If the Sunni
and Shiite peoples form an alliance to limit the Kurds from productive action
in the soft partitioned weak central government they are left powerless. When
asked if soft partition of Iraq
will work Galbraith is skeptical. He
claims, “A unitary Iraq
is unstable and unachievable; a loose federation may work. But, if not, the U.S.
should work for a peaceful separation.”[cxxi] This is a proper assessment of the Iraqi
situation, and as a political scholar familiar with the region, Galbraith is an
excellent source. Further advocacy for
the Kurds is explained in Part D of this section of the paper.
In
conclusion, there are four main reasons why soft partition would fail to
benefit Iraq
to the extent that a hard partition would.
First, soft partition requires some sort of co-operation among the three
regions for there to be a federal government.
This cooperation does not seem likely and is clearly not occurring in
the status quo. Second, there is a very
small likelihood that the Kurds and Sunni populations agree upon oil concessions
for the Shiite population. As a powerful
resources internationally and in great demand, those two ethnicities must do
whatever it takes to hold on to such a valuable resource. Third, soft partition is equivalent to the
Articles of Confederation pre the United States Constitution. Competition between the three regions results
in the failure of the federal system.
Fourth, there is a lack of universal support for soft partition from the
Iraqi people. Unless an overwhelming
majority of Iraqis want to maintain their national flag and federal government
which over time they have learned to mistrust, then there is no point in the
international community forcing them to maintain it.
A hard partition
avoids all of these problems while affording benefits of its own. It does not
make much sense to give the Iraqi people minimal autonomy when they can
experience complete liberation. This is
a feeling that none of the ethnic groups have ever experienced, and has the
possibility of going along way to eliminating sectarian violence. Now is the key time to act, and all
interested parties should throw politics aside and do what is right (or at
least has the best chance) for stability of the region.
B.
Diversity as Basis for Nation
Building
One
argument against the partition of Iraq
in any form claims that Iraq
was a diverse nation with mixed neighborhoods of different ethnicities before
the US
occupation. Prior to the US invasion,
these different ethnic groups lived in relative peace with one another. Ghassan Michel Rubeiz, former secretary of
the World Council of Churches, argues, “The report touting partitioning of Iraq is a
tragic oversimplification. Dividing Iraq
after a war of destruction is a continuation of a Washington policy of doing harm with an intention
to do well. Surgically dividing Iraq
after occupying it and eroding its stability is tantamount to letting the knife
do what the gun has failed to do.”[cxxii]
Rubeiz believes that the key solution to the current problems is the Iraqi
people learning how to coexist with one another without American
occupation. The main rationale behind
his belief is that the Sunni and Shia people only fight with each other because
they become upset when one ethnic group works with the “occupier,” the United States. Rubeiz continues, “Most importantly, the
insurgents, both Shiites and Sunnites, are fighting to terminate foreign
occupation. Sunnites attack Shiites because the Shiite leaders yield to the
commands of the U.S.
occupier and not because they belong to a different sect. The Sunnites managed
to provoke a military response from the Shiites, perpetuating a civil war,
whose complexity is confusing to the locals and to the world outside.”[cxxiii]
The
problem with this argument is that another major ethnicity in Iraq is sold short. All proposals advocating for the continuation
of the current state of Iraq
exclude the Kurds leaving them without a nation-state and having minimal
influence in Iraqi politics. Galbraith argues, “Every
change sought by the Sunnis (with support from some Shiites) comes at the
expense of Kurdistan's autonomy. Even if Kurdistan's leaders could be cajoled
into ceding some powers to the central government (such as a power to impose
taxes which Baghdad
does not now have), this would be overwhelmingly rejected by the
independence-minded Kurdish public.”[cxxiv] Diversity based on ethnic lines in modern day
Iraq
is not only a flawed assumption on face but is defective due to the historical
strife between Sunni and Shia populations and their failure to recognize the
Kurdish situation. Galbraith continues,
“With characteristic lack of foresight, the administration is pushing ahead
with constitutional revisions, seemingly oblivious to the consequences of the
entire package being defeated in the required referendum, where the three
purely Kurdish governorates exercise a veto.”[cxxv] Even if Rubeiz is right in assuming that the
only difference between the Shia and Sunni peoples is the United States occupation, the claim does not
come to terms with the fact that the Kurdish population in Iraq is always
sold short. Peace and unification
through diversity is only successful when all ethnicities are at least on face
treated equally. Clearly, history proves
that the equal representation of all ethnic groups has never happened in the Iraq of the present, the Iraq of the past and is rarely to happen in the Iraq of the
future.
A second problem with this argument
is that it assumes there is potential for an everlasting peace. As previously discussed, attacks by Iraqi
insurgents are not only increasing against the United States, but ethnic
infighting is also increasing as well. Rubeiz’s argument assumes that there is
a chance for a stable Iraqi state. Under
the present system, the Iraqi state is unsound and there is a rare chance of
realization that democratic nation-states thrive on diversity. Historically, the polarization of ethnic
groups in Iraq
always prevents productive change given the current geopolitical boundaries.
C.
The Turkey
Dilemma
The fact that Turkey
insists that it will repress any chance of a Kurdish state represents one of
the biggest problems in partitioning Iraq. Because the Kurdish people are spread across
multiple nation-states and the fact that the Turkish government believes the
Kurdish situation goes beyond the PKK, if Kurdistan was independent, Turkey would
most likely invade. George Friedman
explains, “The broader issue is not the PKK, but Kurdish independence.
The Kurds are a distinct ethnic group divided among Turkey,
Iran, and Iraq and, to a small extent, Syria. The one
thing all of these countries have agreed upon historically is they have no
desire to see an independent Kurdistan.”[cxxvi] This issue poses the gravest threat to a
three-state solution to Iraq. If the Kurds become independent it is reasonable
to assume that not only Turkey
but Iran and Syria would
oppose their independence. Friedman
recognizes, “Even though each has, on occasion, used Kurdish dissidents in
other countries as levers against those countries, there always has been a regional
consensus against a Kurdish state.”[cxxvii] Turkey, Iran and Syria would not only worry
about the effect the new nation-state has upon their own respective Kurdish
populations but would also worry about each others’ use of the Kurdish state to influence politics
within their own countries.
This argument against Iraqi
partition is strong and cannot be ignored.
“The Turks, therefore, are tremendously concerned by the
evolution of events in Iraq.
Whether northern Iraq simply
evolves into an autonomous region in a federal Iraq
or becomes an independent state as Iraq disintegrates is almost
immaterial. It will become a Kurdish homeland and it will exist on the Turkish
border. And that, from the Turkish point of view, represents a strategic threat
to Turkey.”[cxxviii] Therefore, the
path the United States
and the international community decide to take in the future does not matter.
Whether the Kurds have rights under the current Iraqi constitution, or exist as
a state within a larger federal Iraq
or are independent is irrelevant to Turkey. The United
States is on the verge of a confrontation with Turkey
regarding the Kurdish situation no matter what path is taken. Therefore, giving these people the most
autonomy is the ideal situation because not only is it the right thing to do
according to customary international law, but self-autonomy also confronts the
problems that the US has with Turkey head-on as well.
Despite this concern, the United States relies on Turkey to counter balance the regional hegemony
of Iran. Without a strong ally in the Middle Eastern
region, the United States
is in a very precarious position.
Realizing this need, “In 2003, the United
States was cautious with Turkey; though in the final
analysis it was indifferent. It no longer can be indifferent. The United States is now in the process of planning
the post-Iraq war era, and even if it does retain permanent bases in Iraq, dubious for a number of reasons, it will
have to have a regional power to counterbalance Iran.”[cxxix] Therefore, many scholars believe that the United States
will dash the hopes of Kurdish independence.
A main reason for this is that, “A powerful and self-confident Turkey has a
geographical position that inevitably reflects all the regions that pivot
around it.”[cxxx] The growing Turkish military presence on the
Kurd border, in addition to its economic weight, creates an opportunity for an
increase in multi-regional Turkish hegemony.
Turkey presents a
problem for the United
States because on the one hand, Kurdish
independence helps solve the Iraqi problem.
On the other hand, not only is a war with Turkey
a logistical and political nightmare, but it allows Iran to take advantage of the
situation. An Iranian government would
use the possible United States-Turkish affair to justify the development of
nuclear weapons and assert regional dominance. [cxxxi]In
addition, “Iran has always
been aware of and cautious with Turkey,
but never as much as now while Turkey
is growing economically and doing the heavy lifting on the Kurds. Iran does not
want to antagonize the Turks.”[cxxxii] If Turkey’s
attention is focused upon the US
and a new Iraqi Kurdistan, then Iran
may attempt to assert regional dominance.
The
current situation in the Middle East demonstrates the importance of Turkey in the
region. After the end of World War I, Turkey’s role in the political
arena was minimal. Because the problem with Cyprus
alienated Europe and due to the lack of economic infrastructure during the 20th
century, Turkey’s
role on international politics was limited.[cxxxiii]
Today, this can be seen in Turkey’s
desire to become a member state in the European Union. Specifically, “Greece was
under Ottoman occupation for more than 400 years. Some Greeks still regard Istanbul as a
"Greek" city. Another country where politicians and public opinion
diverge. Opinion polls suggest only 25% of Greeks believe Turkey has a
place in the European Union.”[cxxxiv] Even though the desires represent one member
state, member state influence cannot be ignored. In response to the Greek peoples concerns,
“The government, meanwhile, is keen to resolve bilateral tensions through
Turkish integration. But it says the fate of Turkey's
EU application depends, primarily, on the Turks themselves - especially where
recognition of Cyprus
in concerned.”[cxxxv] Instead of being in the shadow of
international politics, Turkey
is now in the lime light. Whether it
is a desire for EU membership or its opinion of the situation in the Middle East, Turkish influence is undoubtedly
increasing. This is important because, “For
the past 90 years, Turkey
has not played its historic role. Now, [economic and politico-military]
indicators point to Turkey's
slow reclamation of that role. The rumors about Turkish action against the PKK
have much broader significance. They point to a changing role for Turkey and that
will mean massive regional changes over time.”[cxxxvi] No matter what, Turkey has an effect on an Iraqi
partition. A main reason why certain
people oppose the partition of Iraq
is because they fear a confrontation with Turkey. Even though this is an important concern,
there is a need for an independent Kurdistan.
D. The Kurdish rights to self-determination
1.The Kurdish people fulfill all customary
international law conditions justifying a nation state.
In
order to justify the creation of three autonomous nation states divided from
the current boundaries of Iraq,
there must be legal authority. There are many similarities between the ethnic
problems of Africa and Nation-building and the Iraq problem. Additionally, The standards applied by advocates
for Tibetan freedom suggest that the Kurds ought to be able to exercise their
own rights to self-determination, and thus are legally entitled to an
independent Kurdistan
The
current attempt to reduce ethnic strife in Iraq relies on the use of
federalism in the Iraqi Constitution. This type of federalism is called ethnic
or identity based federalism. Ethnic based federalism is, “a system of
government, [that] attempts to resolve one of the problems that imperialist,
colonial history created by granting autonomy to groups whose culture and
identity have long been suppressed in the unity of modern nation-states.”[cxxxvii] The federal government’s goal by having
regional autonomy is to address the multiple interests of each ethnic group in
the country. Ethnic federalism makes the
assumption that identity cannot be removed from the political sphere. In her article titled “Can Ethnic Federalism
Prevent “Recourse to Rebellion?” A Comparative Analysis of The Ethiopian and
Iraqi Constitutional Structures” Nicole B. Herther-Spiro uses a comparison
between the Constitution of Iraq and Ethiopia. Herther believes that each State’s
Constitution mandates ethnic federalism. The reason for this is that both
countries have citizens who identify along their ethnicity and not their
nation. Herter writes, “Federalism based
on ethnicity, or the territorial subdivision of a country in a way that divides
political power among conflicting groups, has also been implemented in many
different countries, including Ethiopia
and, most recently, Iraq.[cxxxviii] A main difference between Ethiopia and Iraq, however, is the reason for
multiple ethnicities. The Ethiopian
Constitution establishes regional states based on language. Language is the root of separation between all
of the citizens of Ethiopia. Nevertheless, “In Iraq identity is defined by
both ethnicity and religious sect. The Iraq Constitution specifically
recognizes the Kurdish state in the north.[cxxxix] Even though the federal government
understands the need to address ethnicities in this model of government, there
are setbacks.
One
problem giving ethnicities ample power within their respective regions is the
lack of a strong central government.
Clearly Ethiopia and Iraq
are two countries with weak central governments and a multitude of issues. The
lack of trust between the different groups dissolves the central
authority. Herter continues,
“decentralization of power to regional governments can be easily undermined,
despite constitutional grants of power, while extensive regional autonomy can
cripple the unity of a country by rendering the central government powerless.”[cxl] When some states adopt ethnic federalism the
system fails because each ethnicity lacks a sense of national community. The impact of this is that the government
fails to represent the needs and interests of its constituents. Rivalries among
the ethnicities create internal strife in the State and tear it apart at the
seams. The federal government of Ethiopia has
problems enacting legislation and ruling land.
Several people in the country die each year due to disease spread,
starvation and ethnic killings. Clearly
in the status quo, Iraq
has problems due to the legal structure of their Constitution. Shia and Sunni populations struggle for
control of the government, while the Kurdish people desire independence.
Another
problem with ethnic federalism is that it prevents ethnic groups who feel they
have a right to self-determination from full nation state independence. Herter uses the Kurdish people as an example
of citizens of Iraq who will
never fully support the central government of Iraq. The Kurds believe that they have a right to
self-determination and desire a State of their own. For the Kurds to accomplish this goal they
must prove that their situation falls within the standards outlined by
international legal authority. The 1966 International Covenants on Economic,
Social and Cultural Rights and Civil Political rights both define
self-determination. Article One of both
covenants mandates: “all peoples have the right of self-determination. By virtue of that right they freely determine
their political status and freely pursue their economic, social and cultural
development.”[cxli] Additionally, in 1970 the General Assembly
declared that “[each state must respect] the principle of equal rights and
self-determination of peoples.”[cxlii]
While it is a customary norm to respect territorial integrity, international
organizations and other States may carve out territory of a failed State if the
citizens of that country severely discriminate one group. As explained above, the Kurds suffered at the
hands of Saddam Hussein and their situation is not much better currently.
Ethnic federalisms failure in Iraq
to protect the rights of the Kurds is the main reason why they meet the
international legal criteria for a right to self-determination.
In
“The Right to Self-Determination-The Legal Cornerstone to Tibet,” political scholar Eva Herzer explains
why Tibet
satisfies the two pillars necessary to justify being an independent nation
state. Herzer writes, “The legal case of
Tibet
rests on two distinct pillars. First, the right to territorial integrity and
second the right to self-determination. Both of these rights, separately, give
the Tibetan people the choice to determine their future political, economic,
social and cultural status.”[cxliii] The same thing can be said about the Kurds
who live in Northern Iraq. This section of the paper examines each
pillar Herzer presents proving why customary law and resolutions passed by the
United Nations support hard portioning.
One
of the biggest problems of the hard partition option is determining how to go
about dividing the country. To determine
which body has the authority to divide Iraq a definition of state must be
found. The United States federal courts have
ruled]that a nation-state is one that “[has] competence, within its own
constitutional system, to conduct international relations with other states, as
well as the political, technical, and financial capabilities to do so.”[cxliv]
It must be noted that this is one district court ruling and does not reflect
the opinions of all the courts in the United States. Others suggest that statehood is valid when
other states and international organizations recognize the country as sovereign.
Furthermore the state must have a defined territory, population and ability to
engage in relations with other states.[cxlv]
Origins of this modern definition of a nation state are from Europe
and spread throughout the world in the post colonial era. The modern nation
state is based upon the uniformity of culture.[cxlvi]
Political scholars use the term “popular sovereignty” as a way to describe the
modern nation-state. The theory of popular sovereignty “emphasizes the
political identity of individuals and conceives culture as irrelevant, capable
of being transcended or uniform. These definitions of a nation-state are
clearly not applicable to the current state of Iraq; nevertheless, the second
definition is applicable if other countries and international organizations
recognize the three new countries as nation-states post partition. While the United Nations places strong
emphasis on territorial integrity, they have made exceptions which allowed them
the power to create a new state.[cxlvii]
An example of an exception to the United Nations commitment to territorial
integrity was the 1947 Partition Plan for Palestine.[cxlviii] The 1947 Partition Plan for Palestine
proposed dividing Palestine
into Jewish, Arab and internationally administered states.[cxlix]
The United Nations stated, “a fundamental objective [of the plan] was to
achieve a reasonable prospect for the preservation of peaceful relations in the
Middle East.”[cl] Therefore,
legally, it is appropriate if the United Nations passes a resolution
recognizing the three countries as nations. International recognition goes a
long way at making hard partition legally legitimate, and, by acting as an
instrument of international actors, the United Nations could by definition
provide this sort of recognition
The
focus on partitioning Iraq
must be on the Iraqi people themselves and not the United States. There is no legal justification for granting
Americans the authority to divide up another state unless they can prove they
meet the criteria as an Occupying Power. In his essay titled “Viable
Alternatives to Build a Stable Democracy in the Iraqi Political Environment”,
Joel Roberson, explains the limitations of United States authority for Iraqi
partition and possible alternatives to these limitations. Roberson explains, “the United States presence in Iraq as occupiers requires the
restoration of public order and safety, [except] in extreme circumstances, it
must be done within the laws in force in the country.”[cli]
It logically follows that the United States
would overstep its legal authority in Iraq by unilaterally dismantling
the country. A solution to this problem highlighted by Roberson is the
recognition of the three new countries by the United Nations. Using Namibia
as an example of this type of U.N. recognition, Roberson concludes, “In
1971, the United Nations claimed the right to recognize new nation-states in
its decision to recognize Namibia
and place sanctions on South
Africa until it left the country.[9][162] Based on its international obligations, it
would be very difficult for the United States
to mandate the partition of Iraq
into three separate nation-states.”[clii]
While there is strong evidence against U.S.
unilateral hard partition, it seems likely that the United Nations has the
possibility to legitimize the partition of Iraq through international
recognition. Consequently, if hard
partition occurs, it must occur through domestic actions of the Iraqi people or
international community acceptance. For the international community to accept
these new nation states, each ethnicity must illustrate that they have a right
to territorial integrity and self-determination.
a.
The Kurdish people have a right to territorial integrity
To
determine whether the Kurds have a right to territorial integrity, there must
be a concrete definition as to what territorial integrity actually means. According to Herzer, “The right to
territorial integrity is the right of a sovereign nation to retain control over
its territory.”[cliii] Article 2, Paragraph 4 of the United Nations
Charter mandates that, “[a]ll members shall refrain in their international
relations from the threat or use of force against the territorial integrity of
any state.”[cliv] This definition is problematic because the
Kurds are not a sovereign nation. Nevertheless, if it can be established that
the Kurds have a right to self-determination or a right to become a sovereign
nation, then it is logical to assume that they then have a right to territorial
integrity. Furthermore, territorial
integrity does not rest on self-determination alone. Herzer further explains with her example of
Tibet, “Thus if Tibet can show that she was sovereign prior to the Chinese
invasion, then she is entitled to continued and future sovereignty, which means
she has the right to decide on her future political, social, cultural and
economic status.”[clv] Previously throughout history, the Kurds were
an independent group, and did not fall into the Iraqi state until British
interference in the region. Furthermore,
in the status quo, the Kurds enjoy relative autonomy from the rest of Iraq; but this
autonomy is simply inadequate. The Kurds are bound politically to the rest of Iraq, and thus
territorially as well. In his article entitled “Iraqi Regime Change and the
Kurdistan Regional Government”, Barham Salih of the Washington Institute for
Near East Policy proves that the Kurds have pseudo-independence. Salih claims, “Since it became an autonomous
region in 1991, Kurdistan has taken advantage of its relative freedom from the
tyranny of Baghdad.
As a result, Kurdish culture has blossomed, media outlets have boomed, and the
number of schools, physicians, and universities in the region has increased
dramatically.”[clvi] Thus, for over fifteen
years, the Kurds have had pseudo-independence.
Pseudo-independence
is important in establishing the fact that a Kurdistan
region actually exists. Even though it spreads through multiple countries, a
large majority of Kurds live in the region of northern Iraq commonly known as Kurdistan. While some argue that this pseudo-independence
is enough, Salih rejects these claims.
Salih continues, “Nevertheless, it has reached a dead end. The Kurdish
people realize that in order to ensure further cultural revival, better
education, and additional healthcare, a regime change in Baghdad is necessary.”[clvii]
Due to a lack of complete independence,
the Kurdish people suffer at the hands of the Iraq federal government. Even if there was a soft partition of Iraq, the Kurds
still fall at the mercy of the Sunni and Shia.
The historical distrust among all of these people is a recipe for a
failed state. Nevertheless, it is
evident that the history of the Kurdish people, while intertwined with the
Iraqi Sunni and Shia populations, is separate.
Additionally, the fact remains that the Kurds have operated independently
through the no fly zones that came into effect during the first Gulf War.
The
two points that (1). Kurdish history is independent of Iraqi Sunni and Shia
peoples and (2). Kurds enjoy some sense of autonomy under the status quo
fulfill the requirements provided by Herzer in her first pillar. As an independent sovereign nation before
modern nation state building, the Kurds, with their unique history, are
entitled to territorial integrity. The lack of a nation state to call their own
limits this integrity severely. Large
countries using their hegemonic power in the Middle East, such as Turkey, assert
their interests over the Kurdish populations in their country. Syria
and Iran
also limit Kurdish autonomy under the present system, and infringe upon their
territory. As a group of people who are
entitled to the protection of their own territory, it is clear that the first
pillar of Herzer’s argument as to when a group of people is entitled to a
nation state to call their own. The
Tibetans and the Kurds are similar in that they both have a unique sense of
history and operate in semi-autonomous manners.
If Herzer makes the claim that Tibet deserves to be independent,
then she must accept the argument that the Kurds deserve a nation state for a
couple of reasons. Unlike Tibet and China,
the other ethnic groups in Iraq
can not claim that their history is intertwined with the Kurds. Additionally, the Kurds in Iraq have enjoyed a much greater sense of
autonomy than Tibet
even though this autonomy is not enough.
Therefore, it is safe to assume that Herzer would conclude that the
Kurds are entitled to a sense of territorial integrity thus meeting the first
pillar allowing for the use of customary international law practices as legal
authority for an independent Kurdistan.
b. The Kurdish people have a right to
self-determination
The
second pillar of justifying an independent Kurdistan
is proving that the Kurds have a right to self-determination. Self-determination is enshrined in the United
Nations charter as a primary justification for its existence. Herzer argues,
“The right to self-determination is a cornerstone of the UN Charter which in
Chapter 1, Article 1 (2) states: The purposes of the United Nations are: [To]
develop friendly relations among nations based on respect for the principles of
equal rights and self-determination of [peoples].”[clviii]
It appears that the United Nations
contradicts itself when it places importance on both self determination and
territorial integrity. Nevertheless, the concept of territorial integrity is
important for the United Nations because they want to prevent one country from
invading another. Self-determination is
important for the United Nations because it is important for each independent
ethnic group to have a State. A state, or international organization acts in
accordance with both views of the United Nations if the need for self
determination significantly outweighs the obligation to respect territorial
integrity.
As long as the Kurds can prove that they are
entitled to equal rights as all other people, Americans, Chinese, Turks, then
they must have a nation state to call their own. The basis for this claim is the United
Nations Charter which all member states must accept before their entrance into
the organization. In 1970, the United
Nations adopted a policy on self-determination stating, “All peoples have the
right to freely determine, without external interference, their political
status and pursue their economic, social and cultural development, and every
State has the duty to respect this right in accordance with provisions of the
Charter.”[clix] To prove that the Kurds fall within this
definition, the use of the term “peoples” by the General Assembly should be
explored in more detail. If it is
established that the Kurds are a group of peoples, then an argument can be made
that they have a right to self-determination.
As
mentioned previously, the General Assembly uses the term “peoples” and not a
group of individuals. This is clarified by Herzer when she states, “It is
important to note that the right to self-determination is the right of
people(s), not the right of just any group of individuals.”[clx] She continues by asserting that the Tibetan
people fall within the definition stated by the General Assembly. International
law defines a group of people who have, “a common historical tradition, a
racial identity, a shared culture, linguistic unity, religious affinity, a
territorial connection and a common economic life.”[clxi]
As explained previously in this paper, The Kurds meet all these criteria. First, they have a common historical
tradition. Second, they are an
independent race, who were formerly nomads and racially are not the same people
as Iraqi Sunni and Shia people. Third,
they share the same culture, language, religion, territorial connection and
common economic life. None of these
facts can be disputed, which proves that the Kurds fall under the definition of
peoples used by the General Assembly.
Kurdish
rights to self-determination beg the question as to how they go about asserting
this right. No group can exercise this
right if the nation in which it is operating refuses to yield to the desires of
this group. As articulated by Herzer, “when
a people wishes to implement its right to self-determination by seeking full
independence and a state does not want to give up control over the territory,
claiming the right to territorial integrity, a tension is created, which must
be resolved.”[clxii] It is fair to assume that a majority of Iraq would
oppose Kurdish independence. One of the
reasons for this is because of the vast amount of oil reserves in the
Kurdish/Iraq region. Another reason is
that many Sunni and Shia fear that Kurdish independence leads to instability in
the Middle East and the continuance of war in
the region. Therefore, reconciliation
must be found through customary international law or other legal authority that
provides a solution to the problem. The Vienna Declaration of 1993 states,
“territorial integrity can only be invoked by legitimate governments conducting
themselves in compliance with the principles of equal rights and
self-determination of peoples. A state's legitimacy derives from satisfaction
of its duties to its citizens.”[clxiii] Factors that determine satisfaction of its
duties include protection of the population, promotion of welfare for its
peoples, respect for human rights and fundamental freedoms, and the promotion
of self-determination and equal rights.[clxiv]
If it is the case that the current Iraq does not fulfill these duties
then the Kurds have a strong case to seek independence.
From
the Saddam Hussein Ba’ath party regime and on, the Kurds lacked protection from
the central government. In fact, during
the Al-Anfal campaign, a number of Kurds were slaughtered by the central
government of Iraq. Therefore, it is clear that the federal
government does not protect the Kurds.
Second, no scholar can point to an instance in which the welfare of the
Kurds was promoted by Iraq. In fact, several policies were instituted to
harm and hurt them. Third, the Iraqi
government has not respected human rights and has committed several violations
against humanity. Finally, the Kurds
have not enjoyed equal rights in the Iraqi federal government and have had to
battle discrimination throughout their history.
If a nation fails to meet these requirements then “When a state does not
promote these interests but instead represses the people, destroys their
culture and economically exploits them, it loses legitimacy as a government and
cannot prevail on its claim of territorial integrity.”[clxv]
Thus, Iraq
cannot claim that their territorial integrity is violated if the Kurds claim
their independence. The best manner
possible for the Kurds to assert their independence is to claim themselves free
of the Iraqi federal government on the grounds that they have a right to
self-determination. This declaration of
independence cannot be established by the United States. The Kurds must
establish the claim themselves. At this
point, it is logical to assume that the other two major ethnicities in Iraq, Sunni and
Shia would follow suit and three nation states would form under legitimate
legal authority as a result of the United Nations Convention and The Vienna
Declaration of 1993.
i. United Nations stance on
self-determination
Even
though the United Nations Charter advocates settling disputes peacefully, it
does not rule out the use of force.
Article 2 (3) and 2 (4 ) of the Charter prohibit the use of force but
Article 52 allows member States to use force in self-defense when they are
attacked. Additionally, Chapter VII
allows the collective use of force. Article 2 (4) provides, “All members shall
refrain in their international relations from the threat or use of force
against the territorial integrity or political independence of any State, or in
any other manner inconsistent with the
purposes of the United Nations.”[clxvi] In addition Article 2 (7) states, “Nothing
contained in the present Charter shall authorize United Nations to intervene in
matters which are essentially within the domestic jurisdiction of any state or
shall require the Members to submit such
matters to settlement under the present Charter, but this principle shall not
prejudice the application of enforcement measures under Chapter.”[clxvii] Both these Articles appear prohibitive of
United Nations involvement in Iraqi partition.
Furthermore, the articles rules out the use of force by the United States
implementing hard partition.
Nevertheless, an emerging concept of “internationalized civil wars” allows United Nations competence
over Iraq. Mustafa Sahin concludes, “this clear cut
division has lots its feature with the
development of the concept of international right to self-determination and the
popularity of “internationalized” civil wars.”[clxviii] The impact of Iraq civil war is international and
sovereignty is at issue. In 1965 the General Assembly accepted Resolution 2105
(XX) that, “recognizes the legitimacy of the struggle by the peoples under
colonial rule to exercise their right to self-determination and independence
and invites all States to provide material and moral assistance to the national
liberation movements in colonial territories.”[clxix] United Nations competence for the Iraq issue
emerges from this Resolution, and makes it a prime actor for acknowledging a
newly proclaimed state, were the Kurds to make such a declaration.
ii. Jus cogens and the International
Court of Justice
Two
other important factors of the right to self determination are customary law
and the opinion of the International Court
of Justice. The International Court of
Justice has ruled]that self-determination is “a right held by people rather
than right held by governments alone.”[clxx]
In addition, the right to self-determination is a part of customary
international law or jus cogens. In international law, “jus cogens norms are
the highest rules of international law and they must be strictly obeyed at all
times.”[clxxi] The
International Court of Justice recognizes the right of a people to
self-determination, especially when they reside in a state where imperfect
de-colonization exists. Imperfect
de-colonization occurs when a former colony merges a bunch of people into a new
country and “the people of [this] [country] have different languages, ethnicities,
religions or cultures.”[clxxii] The use of force and international
intervention is permitted for states that were de-colonized imperfectly.
iii. Kosovo’s impact on
self-determination
A
recent example of a country where multiple ethnicities lived was the former Republic of Yugoslavia. Serbs, Kosovars, Albanians, Croatians and
many other ethnicities lived in
segregated parts throughout the country.
After countless atrocities and government persecution, certain
ethnicities began to demand their own state.
The basis of their demand was their legal right to
self-determination. In his article
titled “Kosovo’s Status: Serb Sovereignty vs. Albanian Self-Determination”,
Raju G. Thomas writes, “international
law generally has favored the territorial integrity and sovereignty of existing
states and rejected the right of self-determination, whatever the historical
origins of state boundaries.”[clxxiii] Nevertheless, the United Nations backed the
ethnic Albanians and region of Kosovo in their demand for independence from Yugoslavia. The
international community believed the Kosovars adequately proved their
right. The Kosovo situation is a model
for the Kurdish situation in Iraq
because both ethnicities are unique and have lacked a state throughout
history. A strong parallel between the
Kosovo situation and the Kurdish situation supports their self-determination
movement.
iv. Kurdish pleas for
self-determination
The
Kurdish leaders in Iraq
make it clear they want independence.
Many leaders argue that the League of Nations Mandate of Iraq in 1925
grants the United Nations the authority to create an independent Kurdistan. This mandate forced Iraq to comply with certain
stipulations protecting minorities and prevented the government from taking
over private property. From 1925 on these minimum standards on minority
treatment were not met. The Kurdish
Declaration of Self-Determination of May 15, 1992, argues, “any infraction or
danger of infraction of any of these stipulations may give rise to action by
the League Council or ultimately, the Permanent Court of International
Justice.”[clxxiv] Therefore, if the Kurds can justify their
right to self-determination, the United Nations not only has an opportunity to
intervene but an obligation to intervene.
De
to the reasons articulated above, it is clear that the Kurds can use customary
international law as appropriate legal authority for their independence. First, the Kurds are entitled to territorial
integrity which independence grants them.
Second, the Kurds can establish a legitimate right to self-determination. If both these pillars are met, according to
Eva Herzer, then a group of people(s) should be free. Similar to the Tibetan case the history and
identity of the Kurds justifies their secession from the current Iraqi nation.
2.
Without an independent nation state, the Kurds are destined to a life of discrimination
and oppression
The
preceding discussion establishes a practical need for legal authority for a
Kurdish state. Kurdish security and
welfare is insecure under the status quo.
This situation is analogous to the providing of a homeland for the
Jewish people after World War II.
Without a sovereign nation state, the Kurds are at risk for oppression
and discrimination. Evidence of this
discrimination begins in what was known as the Al-Anfal campaign. Khaled Salih discusses the genocide of Kurd
people during this campaign in his essay titled “Anfal: The Kurdish Genocide in
Iraq”. In October 1988, the Kurdish people of
northern Iraq
led an uprising to promote their freedom.
This uprising was met with brutal force.
In response to Kurdish desires for independence, “Iraq sent its army 'to crush a rebellion of the
Kurds who fought at Iran's
side, as Iraq
aimed 'to stamp out the insurgency.”[clxxv] Even if it is disputed that Iraq used
poisonous gas on the Kurdish people, it was evident that while the rest of the
world stood idle, Kurdish people were slaughtered. They had no place to run, no place to hide
and without a state to call their own, had no protection from an army. If anything, the Al-Anfal campaign
illustrates the desire for Sunni and Shia populations in Iraq to
discriminate against the Kurds and in some instances murder them in the
thousands.
Furthermore,
the concept of discrimination and oppression against the Kurdish people has not
dissipated in recent times. Salih
continues "The Ba'athist rulers in Iraq have always desired to create
a harmonious, conflict-free society, orderly, controlled and docile in their
hands. The Kurds have constituted the main challenge to this vision based on the
rhetoric of pan-Arabism.”[clxxvi]
Even if the Ba’ath party is not in control now, there are still several Ba’ath
party loyalists in Iraq. So long as the Kurdish people in northern Iraq share the
same government as the Sunni and Shia there is a risk of oppression. A parallel can be drawn to the Jewish people
who were persecuted while the world watched during both World Wars. Inaction by the international community along
with the lack of a nation state, led to millions of Jewish people dying at the
hands of Nazi Germany and their supporters. Even though the international
community has taken steps to protect Iraqi Kurds through the use of the
northern no-fly zones, this pseudo-autonomy has not prevented inter-ethnic
violence amongst the Iraqi peoples. The
one thing that the Sunni and Shia people of Iraq can agree upon is their
disdain for the Kurds. If the Iraq state
remains unchanged, then there is a strong possibility of Kurdish oppression and
discrimination. In addition, Turkey,
Syria and Iran also have long-standing policies hostile to
the Kurds and are likely to discriminate against them and view them as
terrorists if there is no independent Kurdistan. Now is the key time to recognize the Kurds as
an autonomous group of people deserving of a nation to call their own. Not only does this help to stabilize the Middle East as a region, but it prevents the slaughter of
innocent Kurds in the future as well.
History proves that this side of the argument is the correct one.
E The Iraqi
people do not support hard partition
Another common argument against hard partitioning is that a
majority of the Iraqi
people do
not support the policy. This is a
fallacy and studies indicate that most
Iraqi
people support a division of Iraq
along ethnic boundaries. Democratic participation
in the Iraqi government has helped give the people who were powerless a voice; and
this voice made them realize the potential for change. Several studies only poll very few Iraqis so
it is difficult to really get a feel of what the Iraqis as a people want. One thing is positive, at least one ethnic
group, the Kurds want to have their own nation state. This desire is shared across all Kurdish
people whether they reside in Iraq,
Iran, Syria or Turkey. In his Washington Post article titled “Partition
Debate Splits Iraq”, Jefferson Morley writes, “According to a U.S. Institute of
Peace report, the focus on ethnic and sectarian identity has sharpened as a
result of Iraq's
political process, while nationalism and a sense of Iraqi identity have weakened.”[clxxvii] Many Iraqi people are losing their sense of
what it means to be Iraqi. Subsequent to
the United States occupation
of the country, insurgents who were Sunni or Shiite did not find it difficult
to kill other Iraqi’s who supported the United States or who were from a
different ethnic identity. This provides
evidence to the argument made by the U.S. Institute of Peace report.
Additionally, the ethnic groups of Iraq, besides
the Kurds, are swayed by the same ethnicities of neighboring countries. Morley notes, “Shia Iran, already wields significant sway across the
huge swath of oil-rich southern Iraq
where the long-oppressed Shia majority now hold the political upper hand.”[clxxviii] Therefore, politicians from Iran might want
to convince the Shiite people to not support partition so they can take
advantage of their political power and repress the other two major ethnic
groups. This concept of power politics
in democracy is what I discussed above and what prevents scholars from making
assertions that discuss what the Iraqi people want. Morley continues, “But neighboring Sunni
powers, including Saudi Arabia,
would find it intolerable if Iran
were to emerge as an even more dominant regional power out of the ashes of its
long-time rival Iraq.”[clxxix] Thus, other countries have reasons motivated
by self-interest to convince the other major ethnicities to reject
partition. All of these considerations
play a factor and must not be disregarded when discussing the appropriate path
to take.
One of the three main ethnic groups,
the Kurdish people wants to be free. It
is hard to determine what the populations of the other two main ethnic groups
want to do. There is little reliable
statistical data on this topic.
Additionally, it is clear that the interest of regional powers in the
outcome of Iraq
has spurred them to motivate other ethnic groups in one way or the other. Nevertheless, it is clear that there are a
lot of Iraqis out there who do not want the current Iraqi state to be in
existence. A lot of the Iraqis who do
not support partition only do so because they believe that they can use the new
democratic system to their advantage and out play the other ethnicities in a
game of power politics. I strongly agree
with the report by the U.S. Institute of Peace when it concludes that an Iraqi
sense of nationality has weakened in the post Saddam regime. The erosion of identity, nationality and
faith in a Federal Iraq is another reason as to why the country should be
separated into three different nations.
F.
Iraqi Diaspora
The final argument against hard
partition which must be discussed is the impact of hard partitions on the
movement of populations in Iraq. Even though there are clear regions in which
large numbers of Kurds, Sunni and Shia populations live, there are also regions
in which the ethnicities live together.
Examples of these places include Baghdad
and Kirkuk. While the Kurds can not make an argument as
to why Baghdad is entitled to them due to
geographic and population issues, they can make the argument that they are
entitled to Kirkuk.
Regardless, the Sunni population in Kirkuk
is large and they most likely wants this city as well. Sunni and Shia populations must fight over Baghdad. On top of all of this, even in small cities
and villages the mixed populations cause problems. It is fair to assume that individuals living
in a newly formed country who are not part of that identity would no longer
want to live there. This requires mass
movements of large populations.
This
issue is explored by Dahr Jamail in his essay titled “Into the Iraqi Diaspora”.
The diaspora at issue is one created by large amounts of Iraqis on the move
both within the country, as well as outside of it, as a result of the conflict.
One of the reasons I do not believe that the requirement for populations of Iraq to move
post partition is that this is already occurring in the status quo. In
addition, the reason why so many Iraqis are moving from their original homes in
the status quo is due to the sectarian violence. If sectarian violence is minimized, then
there is a strong potential for movement to occur less frequently and the brain
drain of Iraq
to end. Jamail writes, “there's the
poorly covered refugee crisis -- probably the worst on the planet at this
moment -- gripping the country. Almost 4 million Iraqis have had to leave their
homes, according to Refugees International. But do not just rely on some
impartial NGO for your information.”[clxxx] Thus, the problem of movement of Iraqi people
is not new. It is a problem that has
occurred throughout the crisis. Even if Iraq were to
remain what it is now, the sectarian violence would still cause families to
move. As a failed state, the Diaspora is
something that we all must come to terms with.
Jamail explains, “it is a big competition right now among a variety of
groups; and, again in an environment, in Baghdad
in particular, [that is] very heavily colored by an influence of the sectarian
violence.' Neighborhoods have been depopulated and General Petraeus believes
that 'hundreds of thousands, maybe millions' of Iraqis have been displaced.”[clxxxi] If conflict continues in Iraq then
people will move regardless.
In
summary, the Iraqi Diaspora is a serious consideration against a hard
partition. Arguments can be made to prove why it is a problem that Iraq and the
international community face no matter what course of action is taken in the
country. First, the sectarian violence
is the root cause of the Diaspora. A
reduction in the sectarian violence through hard partition may in fact be a
driving force at lowering the amount of Iraqis who are displaced. Second, this problem does not affect most of
the Kurdish areas because they are predominantly in the north. Finally, cities such as Bagdad and Kirkuk
could be shared by the newly independent countries or considered separate
entities in and of themselves with their governance controlled by both
countries. Their resources could be
shared and citizens of these cities have the potential for dual citizenship. The status of these cities could be ultimately
determined down the road, several years after hard partition has taken
place. Even though there are
difficulties in this realm of partition,
are they enough to reject hard partition as an adequate solution to the Iraq
crisis?
VII. Hard Partition’s Possibility to
Restore Order: Concluding Remarks
Now is the key
time for the American, Iraqi and international community to tackle the ongoing
problems in Iraq. It is in the interest of every person
involved to find a solution that puts an end to sectarian violence, civilian
deaths and oppression of women and minorities.
Finding an adequate solution is difficult due to the unique history of
the country. Furthermore, overarching
problems in the Middle East as a whole
complicate the situation further.
Instead of being a roadblock to a solution to the problem, these
problems must act as a catalyst and motivating force to achieve peace in Iraq.
The
United States does not need
to act alone by carving up Iraq
as they see fit. The hard partition of Iraq can occur
in a couple of ways. First, the Kurds
may declare their independence and formation of an Iraqi Kurdistan on the basis
of customary law. Along with customary
law, the Kurds can use specific language adopted by the United Nations in past
resolutions to justify their independence from Iraq. Second, the United Nations must establish a
special council consisting of the United States, Iraqi Kurds, Sunni
and Shia, other members of the United Nations Security Council and neighboring
countries for the purpose of determining the boundaries of the new
countries. Third, the Sunni, Shia and
Kurds can vote to dismantle the federal government on their own by passing a
law within the current Iraqi government. One thing that is clear is that the United States
cannot convey the perception that they are the ones deciding the fate of the
Iraqi people. The best solution is one that gives the Iraqi people the freedom
to choose for themselves.
It
is clear that Iraq
is currently in a state of disarray. The hard partition of Iraq has a very
small chance of making the situation worse.
On the other hand, the hard partition of Iraq
has a very high chance of creating a positive environment where the people of Iraq can move
forward. An independent Iraqi Kurdistan
is not only the morally right thing to do but also makes sense
practically. The Kurds have no desire to
participate in a democracy with Sunni and Shia Iraqis. Additionally, Iraqi Kurds were promised
throughout history that they would have a country to call their own. This promise was never upheld and because of
this, Kurds have had to suffer countless genocide attempts and oppression from
the majority they are subjected to live under on a daily basis. A separation of Sunni and Shia peoples in Iraq also lowers
the chance for sectarian violence.
Independent countries guarantee both Sunni and Shia political
participation and power. Currently, the
skepticism, rivalry and hatred between the two groups is one of the major
factors as to why Iraq
is a failed state. The two ethnicities
are already separated socially and geographically, therefore it only makes
sense to separate them politically. It is not logical to advocate a soft
partition of Iraq
which maintains the federal government, the very entity which is the root cause
of many of the problems. Hard
partition’s elimination of political rivalries and power struggles that exist
in the current Iraqi state is preferred over soft partition. Despite appearing as a drastic and desperate
attempt to solve the crisis, hard partition is one of the very few options that
can save many Iraqi citizens.